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Archive for the ‘Outliers’ Category

Looking East from Casamero Pueblo

Looking East from Casamero Pueblo

Unmanned aerial vehicles (UAVs), popularly known as “drones,” have become increasingly common in recent years as the technology behind them has developed. Some uses are controversial, such as military applications and uses that might violate privacy expectations or be dangerous to other aircraft, but other uses are more benign and can potentially open up new frontiers.

In archaeology, UAVs are increasingly being used for aerial photography and remote sensing in many places around the world. These are types of research that have been established for decades, but that until recently were prohibitively expensive for most archaeologists since they required both expensive camera equipment and the use of airplanes or helicopters. With the development of both lighter, less expensive cameras and UAVs that are robust enough to carry them, this type of research is now much more practical.

A recent paper by a team of researchers including Jesse Casana of the University of Arkansas and John Kantner of the University of North Florida reported on research using a UAV to take infrared thermal imagery, or aerial thermography, as well as color photography, of sites in the Blue J community south of Chaco Canyon, New Mexico. (Casana has the paper posted on his Academia.edu page.) Kantner has been studying Blue J and the surrounding area for several years and has come up with some interesting results.

Blue J is in an area at the southern edge of the San Juan Basin that is thick with Chacoan outlier communities, most of which date to fairly early in the Chacoan era and many of which were apparently abandoned while the Chaco system was flourishing. Casamero Pueblo is one site very close to Blue J where a great house has been excavated and is open to public visitation. These communities typically have one or more great houses and great kivas, and in fact it is unusually common for communities here to have multiple great houses compared to other Chacoan outlier communities. At Blue J, however, Kantner has so far not identified any great houses or great kivas. As he says on his website:

Turquoise, marine shell, jet, azurite, malachite, and other exotic materials attest to the success of Blue J’s inhabitants. Oddly, however, what was originally thought to be a great house turned out to be a normal residential structure, making Blue J the only community for miles around without Chacoan architectural influence.

Now, part of what’s going on here may have to do more with how archaeologists define “great house” than with anything about Blue J specifically. The function of the monumental buildings that have been given this label remains a point of active contention among scholars, with some arguing that they were primarily residential, perhaps housing community elites or religious leaders, and others arguing that they were non-residential public architecture, perhaps with ritual significance as sites of pilgrimage and/or communal feasting. Kantner belongs to the latter camp, so finding “normal” residential features at a suspected great house removes it from consideration as such, whereas another archaeologist might interpret such findings differently. (It’s worth noting that many if not most excavated “great houses” have showed at least some evidence for residential use, and in some cases they have not been noticeably different from other residential structures in a community except in size and location.)

The focus of the recent study was on demonstrating the potential for using UAVs to do fast, inexpensive survey of large sites and to identify buried features. Blue J is well suited for this on both counts. It is located at the foot of a steep cliff, which has resulted in many sites in the community being covered with substantial deposits of sediment carried by water and wind, making them difficult to identify on the surface. It is also fairly large for a Chacoan outlier community, with over 50 residential sites identified through previous surveys, which makes a fast method of survey over a large area an attractive proposition.

The study consisted of doing several flights with a UAV over the site, at different times of day and night, primarily with the infrared thermal camera to capture differences in temperature that are expected to be present between archaeological features and the dry desert soil. The original intent was to do some of the flights in the hottest part of the afternoon, but high winds ended up making this impossible. The results were nevertheless impressive: one site that had been previously identified through survey and limited excavation showed up clearly in the imagery, with buried walls visible in some of the images. Several other sites that had been identified but not excavated showed up as well, with buried walls again visible. A large circle showing a possible great kiva is particularly interesting given that no great kiva has yet been identified from surface survey.

Obviously further work is necessary to confirm some of the results from the imaging, but this is a very successful demonstration of the potential for this technology to improve survey and site identification so that further research can be focused on the most promising locations for sites. Other sensing techniques such as ground-penetrating radar have also been tried in the Southwest, but they are much slower and can be thrown off by some characteristics of the desert environment. Aerial thermography using UAVs offers another option that seems to have a lot of potential and it will be interesting to see how it is used as the technology continues to advance.
ResearchBlogging.org
Casana, J., Kantner, J., Wiewel, A., & Cothren, J. (2014). Archaeological aerial thermography: a case study at the Chaco-era Blue J community, New Mexico Journal of Archaeological Science, 45, 207-219 DOI: 10.1016/j.jas.2014.02.015

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Old Bonito from Above

Old Bonito from Above

Having introduced the basics of archaeological use of DNA evidence, and discussed some other applications of DNA studies in archaeology, let’s take a look at the data relevant to the Southwest specifically. For modern populations in North America overall, there are some broad trends that have been identified in mitochondrial haplogroup distribution by region, as first elucidated by Joseph Lorenz and David Glenn Smith of UC Davis in 1996. They only looked at haplogroups A, B, C, and D, since haplogroup X had not yet been identified as a founding haplogroup at that time. Their results showed that there are definite patterns in haplogroup distributions by region. For the Southwest specifically, they found most groups showed very high levels of B and low levels of A, despite the fact that A was the most common haplogroup in their sample overall. The main Southwestern groups that showed high levels of A were the Athabascan-speaking tribes (Navajo and Apache), which is unsurprising since northern Athabascan groups, along with most other groups in the Arctic and Subarctic, are almost exclusively A, and it’s well established that the southern Athabascans immigrated into the Southwest from the north relatively recently. Some other Southwestern groups show some representation of A as well, which Lorenz and Smith attribute to intermixing with the Athabascans (although as I’ll discuss below this doesn’t seem to be the whole story). Similarly, the Navajos and Apaches showed substantial representation of B and C, unlike their northern cousins, and this is probably due to intermixing with the Pueblos and other Southwestern populations.

A subsequent study by Smith, Lorenz, and some of their students at Davis looked specifically at haplogroup X, which had been identified in both modern and ancient Native American samples by then and was established as a founding haplogroup. They found it widely distributed among modern populations speaking a variety of languages but particularly among speakers of Algonquian and Kiowa-Tanoan languages. The Kiowa-Tanoan connection is of particular interest for Southwestern purposes, of course, as this is one of the main language families spoken by the eastern Pueblos in New Mexico. In this case, haplogroup X was found in the Kiowa and Jemez samples. This is very interesting since the Jemez are Pueblo and the Kiowa are not, and the relationship between the Kiowa and the Tanoan-speaking Pueblos is a longstanding mystery. It’s hard to know how to interpret the haplogroup X data in this connection. Since X is so rare overall the fact that it is so concentrated in certain groups seems meaningful somehow, but since it’s still pretty rare in those groups and little follow-up research on this has since been done it remains quite mysterious.

Turning to the ancient evidence, the first work in the Southwest was associated mostly with the University of Utah. In 1996 Ryan Parr, Shawn Carlyle, and Dennis O’Rourke published a paper reporting on aDNA research on the remains of 47 Fremont individuals from the Great Salt Lake area, 30 of which could be assigned to a haplogroup. The Fremont have always been something of a mystery, with many Southwestern cultural features but living on the northern fringes of the Southwest and having some notable differences from Pueblo cultures to the south. What the Utah researchers found, however, seemed to show the Fremont patterning genetically with the Pueblos rather than with other groups in the Great Basin or Plains. Haplogroup A was completely missing from their sample, while B was by far the most common haplogroup and C and D were also present in small numbers. This seems to clearly rule out one theory about the Fremont, which is that they were composed in part of Athabascans on their way south from the Subarctic, and also casts in serious doubt other theories linking them to later cultures on the Plains (where haplogroup A is also very common). It’s true that there is internal cultural variation within the construct “Fremont” and it’s quite possible there was genetic variation as well, but the Great Salt Lake Fremont were the furthest north of the identified subdivisions and the closest to the Plains, so if even they show more genetic similarities to the Southwest that is strong evidence against theories associating them with areas to the north and east.

It’s also noteworthy that the Fremont distribution is in contrast to what Lorenz and Smith found among modern Numic peoples who now occupy the Fremont’s Great Basin home. The Numic Paiute/Shoshone sample that Lorenz and Smith looked at lacked haplogroup A, but it showed a very high proportion of haplogroup D (the highest in their whole study, in fact) and a low proportion of B and C. This doesn’t totally rule out some Fremont contribution to Numic ancestry, but it makes it seem unlikely that there was substantial genetic continuity between Fremont and Numic populations, which supports the “Numic Expansion” hypothesis for the late prehistory of the Great Basin. Smith and his student Frederika Kaestle later published a paper making this exact argument, using not only the Fremont data but additional ancient remains from the western Great Basin to argue that the differences in haplogroup frequencies supported a replacement of the earlier Basin inhabitants by the Numa.

Following up on this research, a subsequent paper by the same Utah researchers added in data from the Anasazi. They successfully assigned 27 Anasazi samples to haplogroups. Of these, 12 were from southeastern Utah, 9 were from Canyon del Muerto, 4 were from Canyon de Chelly, and 2 were from Chaco Canyon. Of the Chaco remains, one came from the debris in Room 56 at Pueblo Bonito, a part of the north burial cluster in Old Bonito which was very crudely worked over by Warren K. Moorehead in the 1890s. The other I can’t seem to find any specific information on. All of the Anasazi remains analyzed in this study were from the collections of the American Museum of Natural History, which makes me surprised that only two Chaco samples were involved. It’s possible that more were analyzed but only these two produced enough DNA to work with. In any case, if in fact there are more Chaco remains at the AMNH that have not yet been analyzed for DNA it would be very helpful to analyze them.

The results of this analysis were consistent with the standard archaeological understanding that the modern Pueblos are the descendants of the Anasazi. B was the most common haplogroup, with smaller levels of A and C. D wasn’t present at all, and two of the specimens didn’t fall into any of the four haplogroups, implying that they might have belonged to X. (The two Chaco samples belonged to haplogroups B and C; the sample from Room 56 belonged to haplogroup B.) Note that A is present here in populations dating well before any likely admixture with Athabascans, which is evidence against Lorenz and Smith’s contention that the presence of A in modern Pueblos can be attributed entirely to mixture with Athabascans.

Based on the dominance of B and low levels of other haplogroups, these researchers concluded that the Anasazi remains they analyzed were not significantly different from the Fremont remains they had analyzed earlier, adding further support to their contention that the Fremont pattern with the Pueblos. Note, however, that the Fremont hadn’t shown haplogroup A at all, while the Anasazi had it at a low but still respectable level (22%). Also, the Fremont showed a low level of haplogroup D, which the Anasazi didn’t have at all. These differences don’t necessarily mean the Fremont and Anasazi weren’t related, of course, but they do show how much that similarity is a judgment call supported by questionable statistics. In this case one big problem with the statistical analysis was treating the haplogroup frequencies as ratio-level data, which implies that they are meaningfully representative of the underlying populations despite the very small and non-random samples. This is highly implausible. This problem means that the authors’ conclusions about whether differences between samples were “significant” or not in a statistical sense is not really meaningful since it can’t reasonably be expected to generalize to the populations, which are what we really care about.

In addition, as Connie Mulligan pointed out in the general paper on aDNA that I discussed previously, the differences that the Davis researchers found between the haplogroup frequencies of the Fremont and Numic samples, which they used as evidence of a lack of population continuity, were actually quite similar statistically to the differences the Utah researchers found between the Fremont and Anasazi, which they interpreted as not being significant! This disconnect goes to show that there’s actually quite a bit of subjective judgment in interpreting results like this, despite the superficial impression of “objective” statistical data.

One way to overcome this confusion would be to increase the number of samples analyzed and try to make them as close to representative of the underlying populations as possible. That would certainly help, but the fundamental problem of defining the ancient population of interest, and the apparent impossibility of analyzing a sample from it that could be assumed to be truly representative, are daunting challenges. A more productive approach, which subsequent research has in fact been following, is to do more in-depth analysis of available samples, so that more detailed data than crude haplogroup assignments are possible.

One way to do more in-depth analysis would be to move away from relying exclusively on haplogroup assignments and look instead at the nuclear genome. Sequencing the whole nuclear genome provides vastly more, and more statistically robust, information than mitochondrial haplogroup assignment, as commenter ohwilleke pointed out in response to my initial DNA post. Most of the studies mentioned in my previous post in other parts of the world have used this methodology, with very informative results. This type of analysis has, however, not been done on ancient remains from the American Southwest to my knowledge. I’m not sure why exactly, but there are various reasons including cost and level of preservation of remains that could account for this lacuna.

Instead, Southwestern researchers have mostly doubled down on mitochondrial haplotype analysis and extended its reach by looking at further mutations within the defined haplogroups to identify sub-haplogroups that can further narrow down genetic relationships. This has been a productive line of investigation, as exemplified by a very interesting paper from 2010 dealing with Chaco-era sites in the area of Farmington, New Mexico.

B-Square Ranch, Farmington, New Mexico

B-Square Ranch, Farmington, New Mexico

The paper, by Meradeth Snow and David Glenn Smith of Davis and Kathy Durand of Eastern New Mexico University, analyzed human remains from two sites on the B-Square Ranch, a large ranch that includes most of the land south of the San Juan River in Farmington. The ranch is owned by the Bolack family, which has long been prominent in local and statewide affairs. Its patriarch for many years was Tom Bolack, who was governor of New Mexico for a brief period in the 1960s and was also well known for his elaborate produce displays at the State Fair. His son Tommy Bolack, who took over management of the ranch when Tom died, has long had an interest in archaeology and did his own excavations in various of the many archaeological sites on the ranch. In recent years rather than continuing his own excavations he has worked with Linda Wheelbarger, a professional archaeologist who teaches at San Juan College in Farmington, to conduct field schools in the summers for SJC students as well as analyses of artifacts and human remains from both these recent excavations and his own earlier amateur work.

Among these analyses was the aDNA analysis of remains that Bolack excavated from the Tommy and Mine Canyon sites, two small-house sites on the ranch dating to the Chaco era. The Tommy site is slightly earlier, dating to approximately AD 800 to 1100, while the Mine Canyon site dates to approximately AD 1100 to 1300. Since the Tommy site seems to have been abandoned at approximately the same time the Mine Canyon site was founded, one obvious interpretation is that the Mine Canyon site was founded by the same people who had previously lived at the Tommy site. The DNA evidence, however, challenges this interpretation and suggests a more complicated story.

For this study, 73 samples were sent to Davis for aDNA analysis. This included a mix of tooth and bone samples. Of these samples, 48 (65.7%) could be assigned to a mitochondrial haplogroup. Of these, 26 were from the Tommy site and 12 from the Mine Canyon site.

The successfully analyzed samples from the Tommy site showed a typical distribution of haplogroups for a Southwestern population: 3% A, 69% B, 14% C, and 14% D. (This study didn’t look for haplogroup X, and all successfully analyzed samples fell into one of the other founding haplogroups.) The Mine Canyon sample, however, showed a very unusual distribution: 58% A, 33% B, 8% C, and 0% D. This is an exceptionally high proportion of haplogroup A, which is generally fairly rare in the Southwest except in Athabascan groups which are generally thought to have arrived in the region well after these sites were abandoned. Haplogroup A is also very common in Mesoamerica, which makes its dominance in a Chaco-associated site particularly intriguing given the evidence for contact with Mexico seen at Chaco Canyon itself and some outlying Chacoan sites.

The authors are careful to note that these are very small sample sizes, which makes sampling bias a very real possibility to account for this sort of striking result. They compare these distributions to several other ancient and modern Southwestern and Mesoamerican populations using Fisher’s exact test and find, unsurprisingly, that the Tommy site sample isn’t significantly different from other ancient Southwestern populations but is significantly different from all the modern populations as well as the ancient Mesoamerican ones. The Mine Canyon sample, on the other hand, was found to be significantly different from all the ancient Southwestern samples as well as all the modern Southwestern ones except the Athabascan Navajo and Apache, while it wasn’t significantly different from any of the ancient or modern Mesoamerican samples. This result is clearly driven primarily by the unusually high proportion of haplogroup A at Mine Canyon, which means it doesn’t really add much to the paper. Although Fisher’s exact test does take into account the small sample sizes, it doesn’t address the more fundamental problem with this sort of use of statistics on this type of data which can’t really be trusted to be representative of the underlying population of interest. This is the sort of thing I was talking about in the earlier post under the somewhat tongue-in-cheek label of “elaborate statistical techniques” on data that don’t necessarily fit the necessary requirements for their use. This sort of technique is not actually very elaborate compared to more sophisticated statistical analyses used for studies of whole genomes, where the number of data points is immense and they can actually be assumed to be representative of the analyzed individual’s full ancestry. Calculating P-values for differences between two samples based on four data points for each, when neither sample is necessarily representative of its underlying population of interest, is not very useful, but very common in mtDNA studies at least in the Southwest. To their credit, the authors of this paper are well aware of the weaknesses of this part of it and are careful to downplay the significance of the statistical analysis.

With these intriguing preliminary results, the researchers attempted further sequencing to identify more specific mutations that might define sub-haplogroups and clarify relationships on a more granular scale. Of the 48 samples that could be assigned to haplogroups, 23 were successfully sequenced for mutations in a region of the mitochondrial genome known to be highly variable. (Note how small the sample gets with subsequent levels of analysis.) Poor preservation was a major problem at this point, and there wasn’t enough genetic material remaining to construct the sort of network diagram that is often included in papers like this, showing specific mutations and the relationships they imply between specific ancient and modern samples.

The most interesting results from this further sequencing were with haplogroup A. Of the 8 samples initially identified as belonging to this haplogroup, 6 samples from the Mine Canyon site showed two distinctive mutations that are otherwise known only from 3 modern Zuni samples, along with one Tohono O’odham and one Chumash sample. Importantly, this set of mutations is unknown from both Mesoamerican and Athabascan groups. This is strong evidence that the dominance of haplogroup A at the Mine Canyon site does not indicate either migration from Mesoamerica or an early Athabascan presence in the Southwest; instead, it seems that this site just happens to have had an unusually high proportion of a rare but natively Southwestern lineage which survived into modern times at Zuni (and may have had some connections further west). The samples belonging to haplogroup B similarly showed the dominance of a sub-haplogroup distinctive to the Southwest and unknown in Mesoamerica.

The differences between the Tommy site and the Mine Canyon site in haplogroup frequencies, while they may well be a function in part of the small sample sizes, may also provide evidence for complex population movements within the late prehistoric Southwest. The exact parameters of these movements can’t be defined until more evidence is available from other areas, however, especially Chaco Canyon and the Mesa Verde region.

Overall, despite the poor preservation of the samples involved, this study provides important support for a finding that has come out consistently across all lines of evidence relating ancient to modern Pueblo people: there is a lot of evidence for continuity over time on a regional scale with complex movements within the Southwest, but little to no evidence of significant population movement into or out of the Southwest in recent centuries. (There is a whole other debate about the extent of population movement into the Southwest much earlier, at the time when agriculture was first introduced, which I haven’t discussed much in these posts and which isn’t of much importance for the specific issue I’m addressing here.) I think there is a lot of potential for more detailed reconstruction of movement within the Southwest based on a combination of lines of evidence, but we’re certainly not there yet.

I’ve gotten some questions about how the DNA evidence relates to the issue of hierarchy at Chaco. I’ll have a more extensive post on the evidence for social hierarchy, which I think is extensive, but the short answer is that DNA doesn’t really provide any evidence one way or the other on this point. Since all evidence points to a general pattern of population continuity in the Southwest at least since the introduction of agriculture, the genetic patterns of any elites that arose wouldn’t be likely to differ in any noticeable way from those of the commoners they rose from. Indeed, the one sample to be analyzed for mitochondrial DNA that is very likely to come from an elite Chacoan context, the sample from Room 56 at Pueblo Bonito, belonged to haplogroup B, the most common in both ancient and modern Southwestern populations. It’s theoretically possible to imagine an elite group immigrating into the Southwest from Mesoamerica, and theories have been proposed along these lines, but the DNA evidence doesn’t particularly support this, and it’s much more likely based on all lines of evidence that the rise of an elite at Chaco was a primarily indigenous development involving some indirect influence from Mexico but little to no permanent population movement over that distance.

This is the last substantive post in my series about “tracing the connections” between the ancient and modern Southwest, although I will probably do a follow-up post linking to all the others for the convenience of readers. Overall, I think these posts have shown that we have substantial evidence from various perspectives that the modern Pueblos are the descendants of the ancient Anasazi (and other prehistoric Southwestern groups), but the evidence we have so far is not sufficient to connect any specific ancient sites with any specific modern pueblos. I am hopeful, however, that that may change as more evidence comes in and we are able to tie together new data with the evidence we already have to make some more specific connections.
ResearchBlogging.org
Carlyle SW, Parr RL, Hayes MG, & O’Rourke DH (2000). Context of maternal lineages in the Greater Southwest. American journal of physical anthropology, 113 (1), 85-101 PMID: 10954622

Kaestle FA, & Smith DG (2001). Ancient mitochondrial DNA evidence for prehistoric population movement: the Numic expansion. American journal of physical anthropology, 115 (1), 1-12 PMID: 11309745

Lorenz JG, & Smith DG (1996). Distribution of four founding mtDNA haplogroups among Native North Americans. American journal of physical anthropology, 101 (3), 307-23 PMID: 8922178

Smith DG, Malhi RS, Eshleman J, Lorenz JG, & Kaestle FA (1999). Distribution of mtDNA haplogroup X among Native North Americans. American journal of physical anthropology, 110 (3), 271-84 PMID: 10516561

Snow, M., Durand, K., & Smith, D. (2010). Ancestral Puebloan mtDNA in context of the greater southwest Journal of Archaeological Science, 37 (7), 1635-1645 DOI: 10.1016/j.jas.2010.01.024

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Old Bonito from Above

Old Bonito from Above, Including Northern Burial Rooms

So far in this series of posts on “tracing the connections” between ancient Pueblo sites like Chaco Canyon and modern Pueblos, I’ve discussed evidence from linguistics and folklore, but of course if the issue is determining which modern groups are physically descended from which ancient ones it’s hard to beat evidence from actual physical remains. Physical anthropology has been somewhat less emphasized in the history of Southwestern anthropology, especially compared to archaeology and ethnography, but there has been a fair amount of this kind of research over the years and it is clearly at least potentially useful in answering these questions.

These days when people talk about physical evidence of genetic connections they often mean DNA, and there have been several interesting recent studies of the DNA of both ancient and modern Southwestern populations that are relevant to my present concern. That topic deserves its own post, however (which I am working on), so for now I’m going to focus on a more “traditional” type of physical anthropological study: the statistical comparison of skull features and measurements.

This sort of study generally takes the form of measuring various attributes of skulls from different archaeological excavations and comparing them statistically to see which ones pattern together. (There are also studies of non-metric features that work somewhat differently, but here I’m going to focus on studies of metric features.) I’m always a bit dubious about the relevance of these studies, since I’m not sure how clear it is that the traits they’re measuring really do correlate with genetic relatedness, but this is a well-established and longstanding field of inquiry so for now I’ll take it as given that the underlying theoretical assumptions are well-founded.

Old Bonito from West Plaza Showing Plaza Kivas in Foreground

Old Bonito from West Plaza Showing Plaza Kivas in Foreground

Turning to Chaco specifically, the most influential studies along these lines are those done by Nancy Akins as part of the Chaco Project in the 1970s and 1980s. It was her work that famously concluded that the two main burial populations in Pueblo Bonito, in the northern and western parts of the site, were most similar not to each other but to two different small house sites elsewhere in the canyon. This was an important finding, in that it implied that the population inhabiting the canyon in its heyday was physically diverse in ways that didn’t necessarily pattern with geographical settlement patterns. This in turn implies that there may have substantial diversity in ethnic and linguistic backgrounds among different Chaco residents as well, an implication that some other lines of evidence also support.

Akins only compared populations from within Chaco Canyon, however. To evaluate the connections between Chaco and later Pueblo sites, comparable measurements needed to be made of remains from later Pueblo sites and compared to Akins’s Chaco data. The most extensive study along these lines that I know of is in a short article by Michael Schillaci and Christopher Stojanowski published in 2002. Interestingly, this article was actually a comment on an earlier article by Peter Peregrine arguing that Chacoan society was matrilocal based in part on the fact that some modern Pueblo groups, such as the Hopis and Zunis, are matrilocal. (Matrilocality is the practice of newly married couples living with the wife’s parents, and it is apparently very uncommon cross-culturally compared to patrilocality, where couples live with the husband’s parents.)

Schillaci and Stojanowski argue that while it’s certainly possible that the matrilocal western Pueblos of Hopi and Zuni are descended in part from the Chacoans, it’s not at all obvious that they have a better claim to such descent than the eastern Pueblos of the Rio Grande Valley, which are generally either patrilocal or bilocal (couples live with either set of parents). To test this idea, they take Akins’s data from Chaco and compare it to measurements made according to the same protocol on several other contemporaneous and later Pueblo populations. These include Village of the Great Kivas, a Chacoan outlier in the Zuni area, as well as Hawikku, a much later ancestral Zuni site. They also include several samples from the Rio Grande area, both contemporary with Chaco and later.

As expected from Akins’s results, Schillaci and Stojanowski found that the different samples from Chaco don’t particularly pattern with each other. Interestingly, in their analysis the northern burials at Pueblo Bonito stand somewhat apart from all the other samples. This could potentially be evidence that these, the richest burials ever found in the Pueblo Southwest, represent a group that was genetically distinct from most other Southwestern populations, but it’s important to keep in mind that the number of samples being compared here is relatively small and there’s no way to know how representative it is, so sampling error is always a strong possibility when patterns like this show up. (Other studies have found that these remains are well within the range of variation typical of Southwestern populations, so the fact that they stand apart from the other groups in this study probably doesn’t imply that they were immigrants from outside the region or anything.)

Western Burial Rooms in Old Bonito

Western Burial Rooms in Old Bonito

Of the other Chaco samples, the western burials at Pueblo Bonito cluster most closely with those from both Hawikku and the ancestral Tewa site of Puye in the Rio Grande Valley. The burials from the small sites in the Fajada Butte area at Chaco pattern most closely with the ancestral Tewa site of Tsankawi, and in fact these two form a somewhat distinct group compared to most of the other samples. Finally, the burials from the small sites of Bc 51 and Bc 53, on the south side of the canyon across from Pueblo Bonito, pattern closely with those from Picuris, a Northern Tiwa Pueblo which is still occupied, as well as with those from the ancestral Tewa sites of Sapawe and Pindi.

Schillaci and Stojanowski conclude from this that there is no good reason to conclude that Chacoan society was matrilocal based on the practices of the likely descendants of the Chacoans, among whom they have identified both eastern and western Pueblos practicing various forms of postmarital residence. They do acknowledge that they weren’t able to include any Hopi samples in the analysis, so the western Pueblos are represented only by the two Zuni-area sites, which leaves open the possibility that the Hopis are closely connected to Chaco, which would strengthen Peregrine’s position and weaken theirs. On the other hand, other lines of evidence suggested somewhat weaker ties to Chaco among the Hopis than among most other modern Pueblos, so this probably isn’t a major problem. In his response, Peregrine notes the possibility that bilocality among the eastern Pueblos is a post-contact development related to declining population and therefore not necessarily relevant to the prehistoric evidence. He doesn’t challenge the overall validity of the analysis, however, which is our main concern here.

This is an interesting study, and it identifies some later sites with at least a high probability of including people descended from the Chacoans, but the facts that these sites don’t particularly pattern with each other and that there was considerable diversity within Chaco itself point to how complicated the picture seems to be. Overall, this evidence seems to support the idea that most of the modern Pueblos include at least some people who are descended from the Chacoans, and it provides particular support for such ties among the Zuni, Tewa, and Northern Tiwa. It also supports the previously existing evidence for considerable population diversity at Chaco itself. As we’ll see in the next post, this is not very different from where the DNA evidence leads.
ResearchBlogging.org
Schillaci, M., & Stojanowski, C. (2002). A Reassessment of Matrilocality in Chacoan Culture American Antiquity, 67 (2) DOI: 10.2307/2694571

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Fremont River, Utah

Fremont River, Utah

Today is Cannibal Christmas (for previous installments see here and here), and this time I’d like to discuss some instances of alleged cannibalism well beyond the boundaries of the Chaco system or even the Anasazi culture area. These assemblages are in sites belonging to the poorly defined Fremont Complex of Utah, which is roughly contemporary with Chaco and included people practicing a range of lifestyles including varying amounts of maize agriculture. Beyond those two features, however, the various groups included under the label “Fremont” display so much internal diversity that it has been very difficult for archaeologists to determine what, if anything, the “Fremont Complex” corresponds to in social reality. One widespread characteristic of Fremont groups, however, is evidence of contact with and influence from Anasazi groups to the south, most notably in the adoption of agriculture and pottery but to some extent in other phenomena as well.

It’s possible that whatever practices are behind the mysterious assemblages of extensively mutilated and burned human bones known from Anasazi sites such as Cowboy Wash in Colorado were among the Anasazi influences on the Fremont as well. A paper reporting on assemblages like this at Fremont sites in central Utah was published by Shannon Novak and Dana Kollmann in 2000, around the same time that the Cowboy Wash papers and Christy Turner’s Man Corn were also published and drew considerable attention to the issue of Anasazi cannibalism. That context is important for understanding Novak and Kollmann’s interpretation of the Fremont sites, which explicitly takes Turner’s interpretations as a starting point and presents the Fremont evidence as incompatible with them.

To recap, Turner argues that the cannibalism assemblages in the Anasazi are are associated specifically with the rise of Chaco as a regional system, and further that the driving force behind all of this was Toltecs from central Mexico coming up to Chaco and establishing a violent, hegemonic tributary system involving extensive warfare and cannibalism. (I should note that I have not read Man Corn myself, and this interpretation of Turner’s ideas is based primarily on summaries by other authors who are critical of them, so it’s possible that this is a misrepresentation of Turner; in any case, this is certainly what Novak and Kollmann take Turner to be saying.) This theory is problematic for a whole bunch of reasons, and Novak and Kollmann present some more.

According to Novak and Kollmann, there are three Fremont sites with evidence of cannibalism: Backhoe Village, Nawthis Village, and Snake Rock Village. They are all in close proximity to each other in central Utah (near modern Richfield), and were occupied around the cultural peak of the Fremont period, around AD 1000. This makes them roughly contemporary with the florescence of the Chaco Phenomenon to the south, although it’s important to note that Fremont chronology is mostly based on radiocarbon dates and is less precise than the tree-ring based Anasazi chronology so it’s hard to demonstrate very close correspondences between events in Fremont and Anasazi sites. This will be important in interpreting these cannibalism assemblages, as discussed below.

Although Novak and Kollmann mention three sites with evidence of cannibalism, their paper contains a detailed discussion of only one, Backhoe Village. This is the site with the largest number of cannibalized individuals, eight, compared to three from Nawthis and two from Snake Rock. Backhoe also has a fairly secure context and was carefully excavated, as opposed to Snake Rock, where looting had disturbed the remains and rendered their context unclear.

The assemblage at Backhoe was clustered in a single pithouse and was initially interpreted by the excavators as a secondary burial (otherwise unknown for the Fremont) burned at some point by the same fire that burned the roof timbers found above it. Novak and Kollmann question this interpretation and argue instead that this assemblage instead shows the same signs of cannibalism found at Anasazi sites to the south, including cutmarks and burning. Methodologically they focused on reconstructing the processing sequence applied to the remains, which is an interesting approach that I haven’t seen applied in other analyses of cannibalism assemblages (though it’s possible I just haven’t noticed it). The patterns they found, especially for skulls and long bones, were consistent with the people having been killed (in some cases with “a series of heavy blows to the face”), scalped, dismembered, and roasted. Four men, two women, and two children were represented in the assemblage. This evidence looks convincing to me, and I’m quite prepared to accept the interpretation that this is an instance of cannibalism much like those documented at Cowboy Wash and elsewhere.

Novak and Kollmann then go on to situate their results in the context of Turner’s Chaco-based theory of Anasazi cannibalism. They argue that these sites were well beyond the Anasazi culture area, which is true (there are Fremont sites in close proximity to the Anasazi frontier, but these sites are considerably further north), and that as small agricultural hamlets, they would have little to offer the Chacoan tribute system, which is more questionable. After all, many of the Anasazi communities within the Chacoan sphere of influence were also pretty small and wouldn’t necessarily have had much to offer in tribute. All these communities were growing at least some amount of corn, and at a minimum could have contributed that. The sheer distance from Chaco to central Utah is a better argument against simply extending Turner’s theory to include these assemblages, I think.

Fremont Shield-Bearing Warrior Petroglyph, Moab, Utah

Fremont Shield-Bearing Warrior Petroglyph, Moab, Utah

In contrast to Turner’s theory, Novak and Kollmann tentatively propose that this is perhaps an example of a behavior diffusing from the Anasazi to the Fremont and perhaps acquiring new meanings along the way. This would certainly not be a surprise, given all the other behaviors that appear to have undergone the same process. They note the prominence of warrior motifs in Fremont rock art as context for violence within Fremont society. Finally, they situate the evidence for violence among the Fremont within a pattern of rising violence in the Southwest in general:

Escalated violence within the American Southwest around AD 1000 is apparent, and this violence appears to have reached further north than previously identified. What we may be seeing in the Anasazi Culture Area is perhaps merely the culmination of widespread and endemic warfare. Fortification of Anasazi villages, evidence of numerous trauma deaths, and the butchering of men, women, and children imply more than simply accusations of witchcraft. Violence between neighbours can be vicious, and real and imagined atrocities often accompany this conflict.

Fair enough in terms of explaining these specific assemblages, but from a broader southwestern perspective this looks a little odd. Escalated violence around AD 1000? In most of the Southwest the period from about 1000 to 1150 is actually considered remarkably peaceful, and in the Chaco area this is sometimes explained as some sort of “Pax Chaco” in which the influence of Chaco led to a period of widespread peace. (It is hard to say which way the causation goes, however; maybe the peace was instead a necessary condition for the rise of Chaco in the first place.) Obviously this is in contrast to Turner’s interpretation of the rise of Chaco as involving widespread war and cannibalism in a Mesoamerican fashion, but that interpretation has basically no support in the archaeological record. Almost all of the well-dated and firmly established cannibalism assemblages date to AD 1150 or later, and the earlier ones are generally earlier than AD 900 and date to an earlier period of extensive evidence for warfare and violence.

So what’s going on here? One possibility is that we’re seeing the consequences of the mismatch in chronological precision I mentioned above. “Around AD 1000″ may mean very different things at Fremont and Anasazi sites. At the Fremont sites, dated primarily by radiocarbon, this could refer to a period of a couple hundred years, in which case it might extend as late as the post-Chaco period of cannibalism and violence (0r as early as the pre-Chaco one). At Anasazi sites, on the other hand, with their very precise tree-ring dates, “around AD 1000″ would generally mean very close to the actual calendar date of AD 1000, maybe within twenty or twenty-five years. This is a considerable difference in precision! It’s also noteworthy that “around AD 1000″ is also more or less the conventional date for the “peak” of Fremont settlement and cultural development from roughly 1000 to 1300, so its being applied here could just mean that these sites date to that period, within which the level of violence rose throughout the Southwest (which is certainly true).

Linear Roomblock at Coombs Village (Anasazi State Park), Boulder, Utah

Linear Roomblock at Coombs Village (Anasazi State Park), Boulder, Utah

That said, however, there does actually appear to be a fair amount of evidence that there was in fact a considerably higher level of violence in the Fremont region than elsewhere in the Southwest even in the “Pax Chaco” era. A general summary of Fremont archaeology by David Madsen and Steven Simms discusses some of this evidence. Madsen and Simms describe the period of 1000 to 1300 as one of “demographic fluidity” involving the apparent abandonment of certain parts of the Fremont region and intensified settlement with defensive features in others. This appears to have begun at least in some areas as early as AD 900 and is most noteworthy in the eastern Fremont area on the northern Colorado Plateau, where there also seems to have been a breakdown in the traditional boundary between Fremont and Anasazi along the Colorado River and the expansion of sites with Anasazi features north of the river. It is not clear to what extent this reflects a migration of Anasazi people as opposed to increased Anasazi influence on local Fremont people, but it’s clear that something was going on along the Anasazi-Fremont boundary during the height of the Chacoan era. It’s noteworthy that one site Madsen and Simms mention as having granaries built in a characteristically Anasazi form is Snake Rock, one of the same sites that has a cannibalism assemblage. The puzzling Coombs Village site (now Anasazi State Park in Boulder, Utah), which is clearly Kayenta Anasazi in culture but located very far north in traditionally Fremont country, also dates to around this time. In fact, as Joel Janetski notes in a paper on Fremont long-distance trade, there is some evidence of pottery exchange between Coombs and Snake Rock, about 50 miles to the north.

The upshot of all this is that there was clearly extensive contact between the Anasazi and the Fremont during the Chacoan era, and there is some evidence that it was not nearly as peaceful in this area as it was in the Anasazi heartland at the same time. The much “blurrier” chronology of the Fremont sites makes it frustratingly difficult to pin down exactly what was going on in Utah at the same time as the various important events in the history of Chaco, but these indications that Utah was “out-of-phase” with areas to the south in some ways is, I think, potentially significant for understanding the history of both.

It’s also worth noting that while the actual Anasazi interacting with the Fremont were from the Kayenta and Mesa Verde cultural “branches” rather than the Chacoan, there is reason to think that at least some people at Chaco would have had a keen interest in events in Utah. For one thing, the Janetski paper on Fremont trade notes that while long-distance trade goods like turquoise and shell are much rarer in Fremont than in Anasazi sites, they are present among the Fremont to some extent, and there is some evidence that the turquoise found at some Fremont sites came from the same sources as that at some Anasazi sites, including Chaco. Janetski interpreted this as indicating that the Fremont turquoise came from the Anasazi, which is certain one reasonable interpretation, but he also mentions evidence that some of the Fremont turquoise came from sources in Nevada, which more recent sourcing has confirmed for some of the Chacoan turquoise as well. Maybe, instead of getting turquoise from the Anasazi, the Fremont were giving it to them as part of a wide-ranging trade network. This might even explain why so little turquoise is found at Fremont sites, if they didn’t actually have much interest in it but used it to trade for Anasazi goods that they did want. Interestingly, Janetski also notes that most of the turquoise in Fremont sites appears to date to after the period of its most common appearance in Anasazi sites from 900 to 1100 (which is driven mostly by the vast amounts found at Chaco), which could be explained if the Fremont, having relatively easy access to turquoise from trading partners in the Great Basin, began holding on to it once Anasazi demand weakened with the decline of Chaco.

Edge of the Cedars Great House, Utah

Edge of the Cedars Great House, Blanding, Utah

Much of that is speculative, but if the Great Basin was in fact one of Chaco’s main sources for turquoise, and if some of the trade routes for that turquoise went through the Fremont, Chaco would have a clear interest in the Fremont area. It would certainly have had contact with some Anasazi groups near the Fremont frontier, as there are communities showing Chacoan influence in Utah north of the San Juan River (though not as far north as the Colorado, as far as we know), with Edge of the Cedars in modern Blanding being a clear example. This area would presumably have been the source of whatever migration or influence extended north of the Colorado in this area after AD 1000, so a Chacoan connection is not as implausible as it might seem at first glance. Further west Chacoan influence is harder to see among the Kayenta Anasazi, but some level of contact is at least possible.

It’s not clear what implications this possibility of Chacoan involvement in Utah would have for the cannibalism assemblages Novak and Kollmann discuss, however. For one thing, I think Turner is just wrong that cannibalism in the Southwest is associated with the rise of Chaco; it seems to correlate more closely with its fall. Also, the specific sites in question seem to be beyond the reach of any plausible Chacoan direct influence, although at least one clearly had some contact with the Kayenta Anasazi at Coombs. They could also have been involved in the turquoise trade, of course, and according to Janetski small amounts of turquoise were found at Snake Rock and Backhoe. The lack of any known cannibalism sites between these and the better-known Anasazi examples also limits the extent to which we can figure out what was going on. Interestingly, Novak and Kollmann note that one other site, Turner-Look, which is near the Colorado-Utah border and hence much further east than the other sites and much closer to the Anasazi cannibalism assemblages, has been suspected in the past of having evidence for cannibalism, but they say a recent reanalysis has found no such evidence, although there is some evidence for violence. If more Fremont sites with assemblages like this begin to emerge, especially further east, it might be possible to get a better sense of how this all fits together.
ResearchBlogging.org
Janetski, J. (2002). Trade in Fremont society: contexts and contrasts Journal of Anthropological Archaeology, 21 (3), 344-370 DOI: 10.1016/S0278-4165(02)00003-X

Novak, S. A., & Kollmann, D. D. (2000). Perimortem Processing Of Human Remains Among The Great Basin
Fremont International Journal of Osteoarchaeology, 10, 65-75

 

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Looking South from Kin Ya'a

One of the most notable examples of an assemblage of highly mutilated human remains from the Southwest being attributed to witchcraft execution rather than cannibalism, in accordance with J. Andrew Darling’s theory discussed in the previous post, is Ram Mesa, southwest of Chaco Canyon near Gallup, NM.  This site was excavated by the University of New Mexico as a salvage project, and the relevant assemblage was reported by Marsha Ogilvie and Charles Hilton in 2000.

The Ram Mesa assemblage, consisting of 13 individuals, is pretty similar to many other assemblages in the Southwest attributed to cannibalism, but Ogilvie and Hilton make a plausible case that while the remains are clearly highly “processed” there isn’t a whole lot tying this dismemberment and mutilation to actual consumption of the remains.  Few of the bones showed any evidence of burning, a condition which applies to several other cases of alleged cannibalism as well.  The few cut marks, which were mostly found on children’s skulls and lower jaws, weren’t particularly indicative of the removal of large muscles that might be expected if consumption were the object.  On the other hand, however, relatively few of the bone fragments were sufficiently large to be identified to body part, and any diagnostic evidence from these tiny fragments was clearly destroyed by the thoroughness of the processing.  It’s not clear, therefore, how representative the larger fragments with surviving evidence of burning and cutting are of the entire assemblage.  The most I would say about this site is that the evidence is not sufficient to make a positive diagnosis of cannibalism, and other explanations are therefore plausible.

However, as I noted before in discussing Darling’s arguments, witchcraft execution and cannibalism are not necessarily mutually exclusive.  Indeed, the execution of suspected witches may well have involved some level of cannibalism among some Southwestern groups in prehistoric times, thought there is certainly no evidence that it did in historic times as documented by ethnographers.  There are some other oddities about the Ram Mesa site that suggest that it might not be expected to pattern with the majority of the suspected cannibalism assemblages, so it is certainly possible that it represents a variation on the same behavior that may not have included cannibalism.

For one thing, this is an odd place for one of these assemblages.  Although some early excavations at Chaco Canyon and in northern Arizona have been proposed as showing evidence of cannibalism, the vast majority of the well-documented cases are in southwestern Colorado, especially around the modern town of Cortez.  This includes the Cowboy Wash site, the site with the best evidence for cannibalism of any of them.  Given the known cultural differences between prehistoric populations at the northern and southern edges of the San Juan Basin (the San Juan and Cibola Anasazi, respectively), it’s quite possible that the cultural activities resulting in similar assemblages in these two areas may have been somewhat different, with the San Juan groups practicing cannibalism and the Cibola groups not.

Furthermore, there may be differences in the dating of the sites.  Most of the well-documented Cortez-area sites date to right around AD 1150, and they may all represent part of a single event at that time, which was in the midst of a severe drought when social structures were likely under extreme stress.  The Ram Mesa site is dated by six radiocarbon dates to a period that Ogilvie and Hilton describe as “AD 978 to 1161.”  They do clarify that these are calibrated dates, which is helpful, but it would have been better if they had shown the ranges for the individual dates, as well as the materials that were dated, which would give a better idea of the most likely dating for the human remains.  On the assumption that the remains date to the latest period of occupation, which seems plausible based on comparison to similar assemblages elsewhere, this puts the latest date at 1161, which is interestingly close to the dates for the similar Cortez sites.  Due to the lack of information of the dates, however, it’s not clear is this is an intercept (i.e., most likely) date or the late end of a range; if the latter, it’s possible that the assemblage dates to somewhat earlier than the Cortez sites.  In that case it would not be part of the same phenomenon, whatever that was, and the postulated lack of cannibalism may be related to that.

In any case, this site definitely seems to have been within the Chacoan sphere of influence, which makes the interpretation of the remains there important for understanding the relationship of alleged cannibalistic events to the rise and fall of Chaco.  Christy Turner has famously argued that they represent the expansion of the Chacoan system and the use of brutal force by the rulers of Chaco (hypothesized on very dubious evidence to be Toltec immigrants from central Mexico) to ensure that outlying communities were incorporated into the system and supplied tribute to the canyon.  This idea is pretty implausible based on the evidence from the Cortez area, where most of the assemblages date to the period of Chaco’s decline rather than its rise.  If Ram Mesa dates to the same period it would support that evidence, whereas if it dates to earlier it could conceivably either support Turner’s ideas or point to a different interpretation, perhaps having something to do with the well-known fact that the outlying Chacoan communities to the south of Chaco seem to have been abandoned beginning much earlier than those in other directions.  There are a lot of outlying Chacoan great houses in this area, including Casamero and Kin Ya’a, but they seem to have rather different histories than those to the north, such as Aztec Ruins and Yellow Jacket.

Like most research related to Chaco, this paper ultimately raises more questions than it answers.  That’s not necessarily a bad thing, however, especially when it comes to a topic as controversial and poorly understood as these assemblages suggesting cannibalism.
ResearchBlogging.org
Ogilvie, M., & Hilton, C. (2000). Ritualized violence in the prehistoric American Southwest International Journal of Osteoarchaeology, 10 (1), 27-48 DOI: 10.1002/(SICI)1099-1212(200001/02)10:13.0.CO;2-M

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Chaco Preservation Crew Repairing Masonry at the Fort Site

Today’s Albuquerque Journal has an article, originally published in the Gallup Independent, about the Chaco preservation crew and their work maintaining the various sites in the park.  The article focuses specifically on recent work they’ve done at Pueblo Pintado.  I don’t have a whole lot to add, but it’s an interesting account that addresses some of the complications of doing this sort of work for traditional Navajos, who have a strong taboo against even visiting Anasazi sites.  The article says that the crew deals with this in part by conducting prophylactic ceremonies before starting work on the sites, which I hadn’t known.  These ceremonies are apparently led by Harold Suina, a member of the crew who is from Cochiti Pueblo and is not Navajo (although I believe his wife is, and they live near Chaco in an area inhabited almost entirely by Navajos).  The article doesn’t say this, but I suspect that Harold’s role is particularly important since Pueblos like Cochiti have different attitudes toward the sites at Chaco than Navajos do, so he may not feel as uncomfortable dealing with them as the other members of the crew, all of whom are Navajo, do.  Not all of the Navajo members of the crew are traditional, however; some are Christian, as are many Navajos in the Chaco area, and they may not have the same qualms about their work that their more traditional colleagues have.

Anyway, it’s an interesting article, and it’s nice to see the preservation crew getting some media attention.  They do crucial work for the park, but it rarely gets noticed by either visitors or the many people who have written books and articles about Chaco over the years.  When I was doing tours I would usually do a fairly detailed description of the preservation work early on in the tour, both because people often want to know how much of what they see at the sites is reconstructed (at Chaco, very little, unlike at many other parks) and because I wanted them to appreciate how much work it is to maintain the sites and why it is therefore important for them as visitors to treat them respectfully and minimize the amount of damage they cause.  Hopefully this article will serve a similar function for a wider audience.

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Aztec West Great House, Aztec Ruins National Monument

In the spring of 1892, an expedition headed by Warren K. Moorehead traveled through northwestern New Mexico to collect archaeological specimens for the Chicago World’s Fair to be held the next year.  Moorehead was a young man from Ohio who had already conducted considerable excavations there that had drawn the attention of Frederic Ward Putnam of the Harvard Peabody Museum.  Putnam hired Moorehead to collect artifacts in Ohio and elsewhere for the World’s Fair.  Moorehead’s Ohio work was important to the definition of the Hopewell Culture and the acquisition of the Fort Ancient site by the Ohio Historical Society, and by the time of his death in 1939 Moorehead was considered one of the preeminent American archaeologists.  He wrote up some of his observations from the 1892 New Mexico expedition in an article published in 1908 which contains some important early information about the archaeological remains along the Animas and La Plata Rivers before those areas were extensively developed.

Moorehead’s party surveyed the major ruins at Aztec, but John Koontz, who owned the site at the time, would not let them excavate there.  (This is an issue that would recur in Moorehead’s Southwestern adventures.)  The 1908 article contains a decent description and plan of the West Ruin at Aztec, including the observation of an obvious road leading to a nearby quarry site that was the apparent source of building stone.  The more important part of the article, however, deals with the La Plata, where the group spent more time and were apparently given permission to excavate several sites.  Moorehead noted very extensive irrigation systems along the valley bottom, which he suggested accounted for the numerous prehistoric sites and the apparently very large population they indicated.  Since the La Plata Valley has been extensively developed for modern agriculture since Moorehead’s time, these observations are very useful for understanding the perennially understudied archaeology of that area.  It’s not totally clear how many sites the group excavated, but Moorehead describes one burial with numerous associated pots and mentions a large, three-story site surrounded by many smaller sites.  This is probably the community now known as the “Holmes Group,” after William Henry Holmes, another early archaeologist who studied them.  Moorehead estimated about two hundred rooms in the community, half of them in the great house.

The Moorehead party excavated many graves and collected the pottery left with them, but Moorehead says that the bones themselves “were in such a state of decay that it was not possible to preserve them.”  The group also found an interesting vertical masonry shaft, fourteen inches square and eight feet, five inches deep.  The bottom of the shaft was paved with slabs and connected to a horizontal passage leading north, which Moorehead’s group excavated for about four feet before they “were compelled, unfortunately, to abandon the work; and thus were prevented from gaining sufficient evidence to determine the purpose of the structure.”  Moorehead doesn’t explain what compelled this stop to the digging.  He does speculate about the possible purpose of this shaft:

It could not have been a chimney, for neither the stones nor the logs showed signs of smoke or heat, although fragments of charcoal were found occasionally during the excavation; nor is it likely that the shaft was used as an air flue for the purpose of ventilation, both on account of the narrowness of the perpendicular portion (fourteen inches), and the apparent disregard manifested by the ancient Southwestern villagers of everything that might tend to promote hygienic conditions.

Zing!  In fact, this shaft almost certainly was a ventilation shaft associated with a kiva, similar to those documented by Jesse Walter Fewkes at Mesa Verde.  The fact that it led north is a clear indication, and Moorehead’s objection on the basis of size doesn’t make a whole lot of sense.  His snide comment about hygiene is odd, though perhaps indicative of the gentlemanly racism common among early anthropologists, and it would perhaps be unfair to tar Moorehead too much with it, as he actually was quite concerned with the fair treatment of Indians and worked hard throughout his life to advocate for their interests in a rather paternalistic way, which was not a common thing for archaeologists to do.  Still, he was a man of his times, and he was apparently unimpressed with the sanitary conditions of the modern Pueblos.

Opening of Vent Shaft to Kiva L, Pueblo Bonito

Moorehead’s attitudes may have been slightly more progressive than those of his archaeological contemporaries, but his methods weren’t.  His style of archaeology was very heavily based on recovering artifacts for his various patrons, first Putnam and later Robert Peabody, who made him head of the Robert S. Peabody Museum of Anthropology at Phillips Andover.  As shown by his 1908 article, he did do some documentation of the sites he investigated, but the focus was always on the artifacts rather than the sites.  The Ohio History Society’s short biography of him notes, rather defensively, that this was not uncommon at the time:

Moorehead sometimes is remembered unkindly for his supposedly crude excavation methods and for his involvement in the buying and selling of artifacts. Both criticisms are unfair. In the light of today’s standards his field methods certainly would be considered deficient, but for their time they were not all that unusual. The practice of buying and selling artifacts, particularly specimens considered to be duplicates, also was not unprecedented at the time.

This is true, but it’s not so much a defensive of Moorehead as an indictment of archaeology as a discipline at the time.  The contrast with Richard Wetherill and George Pepper’s excavations at Chaco in the 1890s is instructive.  Their methods are often defended along the same lines, but in fact compared to the likes of Moorehead they did a very good job of documenting their work.  Pepper’s site report on Pueblo Bonito, though based on his sometimes sketchy field notes and quite inadequate by modern standards, is a wonder of careful documentation of artifact contexts and room features compared to Moorehead’s typical work.  Furthermore, Wetherill was a skilled amateur photographer at a time when that was rare, and there are numerous photographs of the excavations at Bonito.  I don’t know of any other excavation projects in the 1890s that were photographed as systematically as those at Bonito.  Moorehead never took any pictures of his work as far as I know.

South Wall of Room 53, Pueblo Bonito

Indeed, we can compare Wetherill and Pepper’s methods directly with Moorehead’s, because Moorehead excavated at Pueblo Bonito too.  In 1897, Moorehead made another collecting expedition to the Southwest, this time on behalf of Peabody, and one of the stops he made was at Chaco Canyon.  Wetherill and Pepper had begun excavations at Pueblo Bonito in 1896, sponsored by none other than Frederic Ward Putnam, who was at this point affiliated with the American Museum of Natural History, and word of their spectacular finds such as the burials in Room 33 had probably gotten out.  In any case, Moorehead showed up at Chaco in the winter, the offseason for the AMNH party, and proceeded to tear the hell out of two rooms just north of Room 33.  These rooms, which Pepper would later designate Rooms 53 and 56, were apparently part of the same burial complex as Room 33, and they contained numerous burials and grave goods.  The grave assemblages were apparently not as elaborate as those in Room 33, however, and Moorehead was not particularly impressed with what he found (which is perhaps why he didn’t continue to excavate).  He did find one complete skeleton, wrapped in a feather robe, which he thought was of a young woman.  Nancy Akins, who reexamined the remains from Pueblo Bonito for the Chaco Project, concluded that this burial was actually of a man aged 40 to 44.  She also noted four skulls, now in the Field Museum, which were also probably from these rooms.  The Moorehead group didn’t fully excavate the rooms, and when Wetherill and Pepper returned in the summer they excavated what was left and sorted through the mess left by Moorehead, who had apparently thrown the fill from the rooms around haphazardly.  They found a few more artifacts and burials, but couldn’t say much about the original state of the rooms beyond noting two subfloor graves in Room 56 that Moorehead had opened.

Here’s what Akins had to say about Moorehead’s work in Rooms 53 and 56:

It is unfortunate that Moorehead plundered these two rooms. There are indications that a fair number of persons were buried in them. It is unlikely that they contained the amount of ornamentation found in Room 33, as none is mentioned by Moorehead in his report, little is listed in the Phillips-Andover catalog, and Moorehead stated that no remarkable
discoveries were made.

Moorehead did write an account of this expedition, which was published by Phillips Andover and is not easy to find.  I haven’t been able to read it, but judging from his 1908 article on the other expedition and Akins’s comments I don’t expect that it contained much detailed information on his work at Pueblo Bonito.

South Wall of Room 53 from Room 56, Pueblo Bonito

Also on this trip, Moorehead stopped by Salmon Ruin, where the landowner, George Salmon, only allowed him to dig for three days.  This frustrated Moorehead, and it indicates that Salmon, like John Koontz, was concerned with preserving his ruin and not letting archaeologists like Moorehead tear it apart wholesale looking for artifacts.  Obviously Salmon was a bit more accommodating than Koontz, who apparently didn’t let Moorehead dig at all at Aztec.

In the context of Chaco, and especially in comparison to Wetherill and Pepper, Moorehead looks pretty bad, but it’s worth emphasizing that he really wasn’t that unusual at the time.  The line between pothunter and archaeologist was really quite thin, and many archaeologists of Moorehead’s generation started out digging haphazardly for artifacts and later transitioned to more carefully documented digging for information.  Earl Morris is a good example of a pothunter who successfully turned himself into a serious archaeologist, and Richard Wetherill is an example of a sort of semi-pothunter who tried to make that transition but failed.  Moorehead’s background was similar, and he was more successful in ingratiating himself with the emerging academic archaeological establishment than Wetherill but probably less successful than Morris.  Part of the issue was just the change in archaeological practice over time; Wetherill died in 1910 (101 years ago today), whereas Moorehead lived until 1939 and Morris, who was of a younger generation, lived until 1956.

Interpretive Plaque at Wetherill Cemetery

Wetherill often gets cast as a villain in the story of Southwestern archaeology.  This is largely the doing of Edgar Hewett, who was an inveterate opponent of what Wetherill and Pepper were doing at Pueblo Bonito, which he characterized as large-scale looting.  Hewett’s line was eagerly adopted by the Santa Fe press, and it has become entrenched in popular understanding and even implicitly adopted by many archaeologists today.  It’s important to note, however, what Hewett was actually objecting to.  The biggest problem as he saw it was not that artifacts were being taken out of Pueblo Bonito but that they were being taken to New York, to sit in the AMNH (where most of them remain to this day).  Hewett wanted artifacts from Chaco not to stay at Chaco, but instead to be brought to Santa Fe and kept at his own institution, the Museum of New Mexico.  His characterizations of Wetherill and Pepper’s activities tended to carefully omit the involvement of the AMNH, which helped to drum up support for his cause among locals outraged by outsiders coming in and taking away artifacts.  Hewett eventually got his wish, and in the 1930s and 1940s he dominated archaeology at Chaco and throughout New Mexico.

Hewett’s success in tarring Wetherill as a pothunter shouldn’t blind us to the realities of the context Wetherill and Pepper were working in.  Their methods were crude compared to today’s, but within the range of variation in methods at the time they really were quite good, and much better than Moorehead’s crude methods.  Indeed, in some respects they were significantly better than the methods employed in Hewett’s own excavations at Chaco thirty years later.  The dispute between Hewett and Wetherill wasn’t about methods, and it wasn’t about “professional archaeologists” versus “amateur pothunters.”  Rather, it was a dispute between two groups of professional archaeologists and their institutional sponsors over who should be excavating at one of the most important archaeological sites in the region and which museum should get the artifacts they found.

Moorehead’s bit part in this drama really just serves as context, I think.  Despite the title of this post, I don’t think it’s really reasonable to cast him rather than Wetherill as the villain of the story.  Instead, Moorehead just illustrates that there was more to archaeology in the 1890s than Wetherill and Hewett, and that it is best to interpret the history of research at Chaco within that broader context.
ResearchBlogging.org
Moorehead, W. (1908). Ruins at Aztec and on the Rio La Plata, New Mexico American Anthropologist, 10 (2), 255-263 DOI: 10.1525/aa.1908.10.2.02a00080

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