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Sleeping Ute Mountain and Surrounding Landscape from Four Corners

If you stand at the Four Corners monument and look in the direction of Colorado you will see Sleeping Ute Mountain dominating the view.  From this direction you are looking at the southwest side of the mountain, and in front of it you see the southern piedmont.  On the right side of the piedmont, though not visible from this distance, is Cowboy Wash.  It’s one of several ephemeral streams running from the mountain itself across the piedmont to the San Juan River.

One thing that might strike you about the view from this perspective is that it looks like an awfully dry, desolate, uninhabitable wasteland.  And you would be correct to think that.  The southern piedmont of Sleeping Ute Mountain is an extremely arid and inhospitable environment even by the standards of the Southwest, which is saying something.  It’s only a few miles from Mesa Verde to the east and the Great Sage Plain to the north, both areas that get relatively abundant rainfall and supported large and prosperous prehistoric communities, but it is worlds away from them environmentally.  While those areas get sufficient rainfall to support dry farming, and the Great Sage Plain is commercially farmed even today, the southern piedmont does not, and any type of agriculture there would have to rely on some sort of irrigation.  Today the Ute Mountain Ute tribe has a large irrigation project in the area, using water brought in from McPhee Reservoir, 45 miles to the north, via the Towaoc Canal.  The construction of the reservoir and the canal was part of the Dolores Project, which involved substantial archaeological excavation of the inundated area that significantly improved archaeological understanding of the prehistory of the region.  This work took place from 1978 to 1985 and was known as the Dolores Archaeological Project, the largest salvage archaeology project in US history.

McPhee Reservoir, Dolores, Colorado

The creation of the irrigated fields on the piedmont resulted in further salvage excavations in the 1990s.  Among the sites excavated was 5MT10010, which contained considerable evidence of a gruesome incident of probable cannibalism around AD 1150.  It is not the only site in the area to show evidence of cannibalism during this period; in fact, three other sites in the same community, excavated slightly earlier in connection with the construction of the canal, also showed evidence of having been destroyed in an incident involving extensive processing of human remains in a way suggesting cannibalism, and there are several other sites in the area showing similar assemblages, most from the same period but at least one from a later period.  It is at 5MT10010 that the most solid evidence for actual cannibalism, as opposed to processing of bones in a way that may or may not indicate actual consumption of human flesh, in the form of a coprolite that tested positive for the presence of human muscle tissue.

There are many questions that arise from these findings, but one of the most puzzling is also one of the simplest: what were people doing living at Cowboy Wash in the first place, and how did they manage it?  After all, they weren’t building giant dams and canals of the sort involved in the Dolores Project.  In many parts of the Southwest, especially upland areas like Mesa Verde, dry farming using only rainfall was standard during this period, and water control techniques were generally used only for domestic water if a nearby spring or other reliable source was not available.  There are a few springs on the southern piedmont that probably would have supplied sufficient domestic water for the small number of people living there, but the rainfall would definitely not have been sufficient to farm with.  The only source of water at all sufficient for agriculture would have been the occasional floods, from spring snowmelt and summer thunderstorms, that would flow through Cowboy Wash itself and the other drainages on the piedmont.  None of these flows permanently today, and there is no evidence that they ever did.  As at Chaco Canyon, then, which is similarly dry, farming would have to have been based on some sort of technique for capturing the floodwater.

Flowing Chaco Wash and Cliffs below Peñasco Blanco

There are a variety of ways this might be done, including diverting the rainwater from cliffs, as was done at Chaco, planting along the sides of the drainage where the floods would regularly overflow the banks, and what is known as “ak-chin” farming, as practiced by the O’odham of southern Arizona, which involves planting right in the path of the runoff at places where the velocity of the water is relatively low, as at the mouths of tributaries to main arroyos.  There are no sheer cliffs on the southern piedmont like the ones at Chaco, so probably a mix of overbank and ak-chin farming would have been practiced at Cowboy Wash.

A paper by Gary Huckleberry and Brian Billman addresses the nature of farming at Cowboy Wash, and also addresses a related issue, which is whether periodic entrenchment of arroyos due to drought played a role in the patterns of abandonment and migration that characterize Southwestern prehistory.  It is pretty clear by now that the paleoclimatological record shows periods of drought corresponding to periods of abandonment of certain parts of the Southwest, and one proposed mechanism for how this would have worked is that drought would have led to increased erosion and/or hydrological changes in the water table that led to the entrenchment of arroyos, which would have been disastrous for populations dependent on certain types of floodwater farming (especially overbank), as the broad floodplains of the local drainages would have been replaced by deep channels that took the water away quickly instead of letting it overflow to water the crops.  Ak-chin farmers would not necessarily have been affected to the same degree, but if the side drainages they used became entrenched as well they would not have been able to use their techniques either.  Thus, drought would lead to arroyo-cutting, which would lead people to leave formerly productive areas for others that were less affected.  This theory has been proposed as an explanation for certain events at Chaco, with the idea being that some of the social changes late in the Chacoan occupation were due to degradation of the Chaco Wash and the need to change agricultural strategies.  The phenomenon of arroyo-cutting in general is richly illustrated in historic times at Chaco.  The early reports of the Chaco Wash from the nineteenth century indicate that it was a shallow, meandering drainage, much like the current condition of the Escavada Wash to the north and the “Chaco River” that is formed by the confluence of the two at the western end of the canyon and flows north to the San Juan.  By the early twentieth century, and accelerating since then, however, the Chaco Wash through the canyon has cut down significantly and there is a very deep arroyo channel apparent today.

Entrenched Arroyo at Chaco

The drought-downcutting-abandonment theory makes sense as far as it goes, but as Huckleberry and Billman point out there are some problems.  For one thing, the extent to which arroyo-cutting is actually linked to drought, rather than other factors including the specific geology of the area, is hotly debated and there is no consensus.  The idea that while drought may be one factor causing arroyo-cutting there are other factors involved as well is supported by the fact that in different drainages in the Southwest that have been studied in depth the periods of arroyo-cutting do not necessarily correspond to region-wide droughts or other climatic changes.  In some areas they do, but in other areas they don’t.  At Cowboy Wash specifically, the available evidence indicates that the wash began to entrench sometime before AD 950, and that it began to refill with sediment sometime between AD 1265 and 1400.  If abandonment does in fact correspond to arroyo-cutting, then presumably the Cowboy Wash area should have been abandoned between 950 and 1265, and possibly occupied before and after this.  If downcutting results from drought, there should also be evidence of drought during the 950 to 1265 period.

The basic upshot of the Huckleberry and Billman paper is that neither of these expectations is met.  The evidence for drought conditions at Cowboy Wash generally matches that for the rest of the region, with the major droughts in the mid-twelfth century and late thirteenth century AD and several smaller droughts at irregular intervals before then.  This doesn’t show any particular relationship to the stratigraphic evidence for arroyo-cutting, which seems to have been going on to some degree throughout the period from AD 950 to at least AD 1265.  Furthermore, the evidence for settlement doesn’t line up either.  The marginal nature of the Cowboy Wash area implies that it would probably not have been occupied for most of prehistory, and this was indeed the case.  There were a few ultimately unsuccessful attempts to colonize the southern piedmont, however, and they don’t show any particular relationship to the periods of arroyo-cutting (although they do perhaps relate to periods of drought).  The first agricultural occupation of the area came during the Basketmaker III period, when a few pithouses were apparently used seasonally as summer fieldhouses, presumably associated with nearby fields, from about AD 600 to 725.  After these were abandoned, at a time which may correspond to a drought, the area does not seem to have been occupied again for more than three hundred years.  Then, around AD 1050, a few permanent, year-round sites were built.  These seem to have been occupied for only a few years, however, as there was no significant buildup of trash associated with them.  After they were abandoned, three larger villages, including one at Cowboy Wash, were established around AD 1075.  These had extensive trash deposits and seem to have been occupied for one or two generations.  These communities were apparently abandoned, however, when the next occupation began in the 1120s by a population with apparent links to the Chuska Mountain area to the south.  This occupation at Cowboy Wash is the community that was apparently destroyed around AD 1150 (again coincident with a major drought) when its inhabitants were mutilated and cannibalized.  After this event, the area was once again abandoned until about AD 1225, when two new communities were founded, including one again at Cowboy Wash.  Within a few decades the population at Cowboy Wash appears to have aggregated at Cowboy Wash Pueblo, following a typical pattern for the region.  Also typical of the region, the whole southern piedmont seems to have been abandoned by AD 1280, at the time of the “Great Drought” that coincides with major changes throughout the Southwest.

Entrenched Chaco Wash from Cliff Top near Pueblo Bonito

So basically, all of the attempts at year-round occupation of the southern piedmont seem to have occurred during the period that Cowboy Wash was being downcut.  While these were all ultimately unsuccessful, some lasted for a few decades, so clearly they were able to grow some food at some times.  This strongly implies that at least in this case, arroyo-cutting was not particularly linked to abandoned, although drought probably was.  Huckleberry address the issue of how farming could have been done during periods of downcutting by looking at Cowboy Wash and its tributaries today.  They find that while some portions of the main wash, especially, are indeed heavily downcut, other portions are not, and they label this type of drainage a “discontinuous ephemeral stream,” which is to say, a normally dry wash with some portions that are severely downcut and others that are not.  On the uncut portions, which include much of the length of the tributaries, overbank or ak-chin farming could easily be done today, and this was presumably the case in antiquity as well.  The hydrology of the area is such that the areas of downcutting would not have been stable, and would have tended to migrate upstream, but the complexity of the system is also such that this would not have made the entire system unusable; while some parts were being newly cut, others would be filling in, and prehistoric farmers would merely have to move their fields around a bit rather than abandoning the area entirely.

All that being said, however, the question of why people were trying to settle this quite harsh and difficult area in the first place.  It is interesting to note that the attempts at settlement generally came during periods of relatively favorable environmental conditions, which would have made this area a bit less forbidding than usual, as well as during times of increased regional population, when all the good land may well have been taken and some people were forced to seek out the more marginal areas.  The violence that appears to have accompanied the drought of the twelfth century, especially, suggests that when the good times came to an end social relations got very bad very fast.  Huckleberry and Billman suggest that the reason people did end up abandoning Cowboy Wash, the times when they were not attacked, was merely drought itself, which they were unable to cope with as well as other populations, even those who also used floodwater farming techniques, because the size of the watershed was relatively small and the amount of rainfall feeding the washes was also small, so the total amount of water they had to work with was much smaller even in good times than at place like Chaco with large watersheds.  In that context, even a small decrease in annual precipitation could be devastating, leading to failed harvests and the need to move away.

Non-Entrenched Escavada Wash from New Mexico Highway 57

Indeed, there is evidence that the time of the massacre at Cowboy Wash was very difficult for the people there.  Archaeobotanical studies of pollen and other plant remains showed that there was apparently little or no maize in or around 5MT10010 at the time of abandonment, which is quite surprising for a Pueblo site.  The plant remains that were there were mostly from wild plants such as chenopod, amaranth, and tansy mustard, all of which would have been available in the spring and likely would have been intensively collected if there were no stored corn available due to a failed harvest the previous fall.  In addition to pinpointing the season in which the incident occurred, this implies that times were very tough for the inhabitants of 5MT10010, and perhaps for their attackers too.  The coprolite showed no sign of having plant material in it, which suggests that whoever left it had not just eaten some corn at home before setting out to attack 5MT10010.

Another paper associated with the project, by Patricia Lambert, suggests another problem the Cowboy Wash inhabitants apparently had: disease.  In this paper Lambert reports on analyses of ribs of individuals at 5MT10010 and other sites in the Cowboy Wash area dating to various periods of occupation that had lesions on them suggestive of those seen in modern collections of individuals known to have died of tuberculosis and (to a lesser extent) other respiratory diseases.  These lesions were found in 11 of 32 individuals from Cowboy Wash that had enough of their ribs left to examine.  One of the individuals with lesions was from 5MT10010.  This was an adult woman who was not one of the victims of the attack at site abandonment but who had instead died earlier and been formally buried.  Lambert also examined comparative collections of remains from Pueblo Bonito at Chaco and Elden Pueblo near Flagstaff Arizona.  Only 3 of the 45 individuals from Pueblo Bonito and 2 of the 20 from Eldon Pueblo had similar lesions, suggesting that this disease was much more prevalent at Cowboy Wash than at these other sites, even though it was not absent at them.  Lambert notes that tuberculosis is an opportunistic disease that tends to strike people whose systems are compromised by other problems such as hunger and stress.  The evidence for physical violence in the Cowboy Wash sample, even setting aside the cannibalism assemblages, was much greater than in the other two samples as well.  Combined with the harsh environment, this suggests strongly that Cowboy Wash was a difficult place to live for several reasons.  Farming was possible but risky, and when conditions turned bad both hunger and violence from other hungry people were constant threats.

Given this context, the occurrence of extreme events such as cannibalism incidents at Cowboy Wash starts to make some sense.  Cowboy Wash is a place of extremes.
ResearchBlogging.org
Huckleberry, G., & Billman, B. (1998). Floodwater Farming, Discontinuous Ephemeral Streams, and Puebloan Abandonment in Southwestern Colorado American Antiquity, 63 (4) DOI: 10.2307/2694110

Lambert, P. (2002). Rib lesions in a prehistoric Puebloan sample from southwestern Colorado American Journal of Physical Anthropology, 117 (4), 281-292 DOI: 10.1002/ajpa.10036

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Sleeping Ute Mountain from Cortez, Colorado

In comments to the previous post, Graham King raises an important question: assuming that the assemblages of broken, burned, and otherwise unusually treated bones at sites like 5MT10010 at Cowboy Wash represent incidents of cannibalism, what does this mean culturally and historically?  After all, cannibalism has occurred in various contexts in many societies, including our own, and it can arise from a variety of causes.  One of the most obvious is starvation, seen most often in situations like the plane crash in the Andes made famous in the movie Alive and incidents during the settlement of the American West such as the Donner Party and the Alferd Packer case, all of which involved small groups being trapped in mountains under harsh conditions and resorting to cannibalism to survive.

So were the events at Cowboy Wash around AD 1150 the result of survival cannibalism, perhaps of members of the community who had died due to disease or starvation by other members of the community?  The excavators of 5MT10010 argued that they were not, but the evidence they gave for this conclusion is not particularly convincing.  They basically had two arguments against survival cannibalism:

  • If the individuals at Cowboy Wash had died natural deaths, the demographics of the dead should reflect the differing susceptibility to harsh conditions of different age groups, which generally means a higher death rate among infants and a lower one among older children and adolescents.  Since the 5MT10010 assemblage contained no infants but a higher than expected number of older children, it is unlikely to have resulted from natural death.
  • Unlike in the historically documented cases, the people at Cowboy Wash were not physically trapped.  There was nothing preventing them from moving away from the area if there were insufficient resources.  The southern piedmont of Sleeping Ute Mountain is pretty flat and open, rather than mountainous, and the abandonment of the sites there apparently took place in the spring, when snow would not have been an issue.

Neither of these arguments is very convincing.  The assemblage of cannibalized individuals at 5MT10010 looks demographically unusual, sure, but then again it apparently consists of only seven people.  That’s a minimum number, of course, but since the whole site was excavated and it wasn’t a large site to begin with it seems likely that the recovered bones represent most or all of the people involved.  If the assemblage represents the inhabitants of the site, which the excavators claim and I see no reason to doubt, they likely represent a family or other social unit, and it’s quite possible that they just didn’t happen to have any infants in the group at the time of the event.  In any case, with a population this small there is no reason to expect any sort of “normal” demographic profile.

The second argument is better, but still somewhat unconvincing.  It’s definitely true that the inhabitants of Cowboy Wash wouldn’t have been snowed in at the time of the abandonment event, which apparently took place in the spring, but it’s not necessarily true that they would have had somewhere else to go.  This was a time of drought and resource shortages throughout the northern Southwest, and there is considerable evidence for violence (even leaving aside the alleged cannibalism incidents) throughout the region, including at other sites in the Ute Mountain area, at the time.  Indeed, Cowboy Wash is a very marginal area for agriculture to start with, so the fact that they were there in the first place, and that they had not already left when the harvest failed, implies strongly that they had nowhere else to go.  Under those circumstances, it is certainly conceivable that some community residents might have begun to succumb to hunger or disease and others in the community may have resorted to eating them.  That’s not to say that it’s likely or the best explanation, of course.  One piece of evidence arguing against this interpretation, which the excavators mention but don’t go into much detail on, is that all the processing seems to have taken place at the same time, rather than drawn out over a period of weeks or months as might be expected if people were gradually dying and being eaten.

Sleeping Ute Mountain from Lowry Pueblo

Instead of survival cannibalism, the Cowboy Wash excavators prefer a scenario of intercommunity violence to explain the 5MT10010 assemblage.  This implies that the people who ate the residents of 5MT10010 also killed them.  This sort of explanation does fit well with the other evidence for violence short of cannibalism in the region during this period, but it is tricky to show any correlation between violent death and cannibalism because the processing of the bodies would likely eliminate any skeletal evidence of violent death.  That does seem to be the case in this assemblage, as in most other alleged cases of cannibalism.  There’s plenty of evidence of skeletal trauma, of course, but most of it seems to be directly related to the processing of the bodies shortly after death, and much of the rest seems to represent injuries incurred during life that had healed before death.  In this case, then, there is no direct evidence linking alleged cannibalism to violent death.

One piece of evidence supporting the “raid by other group” theory is that three other sites in the Cowboy Wash community, contemporary with 5MT10010, have also been excavated and all three show similar signs of cannibalism.  Since there are only ten sites in the whole community, the fact that four of them seem to have been rapidly abandoned at the same time that many people in them were eaten seems to imply that the abandonment was the result of a single event.  As the authors of the 5MT10010 paper point out there and in more detail in another article, however, there are some differences among the four assemblages and even between the assemblages in the two pitstructures at 5 MT10010 containing large numbers of bones.  Although all four sites show evidence of processing for consumption, the specific body parts that are most prevalent and the way they were processed suggest that the processing was done separately at each site and not in accordance with a common technique.  For example, at 5MT10010 the bodies found in one pitstructure appeared to have been cut into small pieces and cooked in a pot on the surface, with the bones thrown down the ventilator shaft after consumption.  At the other pitstructure, however, the bodies seem to have been cut into fewer pieces and roasted directly on a fire in the hearth inside the structure.  All this suggests that if in fact the Cowboy Wash community was destroyed by a raid, the raiders who attacked each part of it seem to have acted fairly autonomously in deciding how to deal with the inhabitants, even though they all apparently had the common goal of eating them.

This is actually rather odd, and does seem to undermine the idea that warfare was behind the cannibalism at Cowboy Wash.  It is possible, however, that raiding and survival cannibalism aren’t mutually exclusive, and that the raiders of Cowboy Wash may have attacked it specifically in order to eat the people there because they themselves were starving.  The excavators do mention that the meat from a cannibalistic attack may have been a valued “spoil of war” during harsh environmental times like this, but they generally downplay this aspect and focus more on the idea that cannibalism would have served as a terroristic tactic to strike fear in the hearts of enemies and perhaps scare them away from the area.  (The two are not necessarily mutually exclusive, of course.)  The fact that the people in the different parts of the Cowboy Wash community were apparently prepared differently does seem more compatible with the idea that the attackers were focused on eating them because they were hungry than with the idea that they were concerned with striking fear into any survivors or other nearby villages.  The terroristic theory seems to imply a ritualistic approach to the cannibalism, which is not particularly apparent in this or any other Southwestern cannibalism assemblage.  Any type of ritual cannibalism would likely have been more standardized in execution, as in Mesoamerica where ritual cannibalism was widespread.  In the Southwest, by contrast, the execution seems rather haphazard.

So, tentatively, I think the best explanation at least for Cowboy Wash specifically, and perhaps for other cases as well, is that certain communities in the Mesa Verde area during the extended drought of the mid-twelfth century AD hit upon the idea of compensating for their poor harvests by attacking other communities, not to take their stored food (since they likely didn’t have any either) but to eat their residents.  Which communities these might have been and where they got the idea remain open questions.  This idea led to a rash of cannibalism incidents around AD 1150 which subsided soon thereafter, perhaps as climatic conditions improved (or, alternatively, as other communities got better at defending themselves).  When the next major drought came, in the late thirteenth century, the idea of cannibalistic raiding does not seem to have been taken up again.  The authors of the Cowboy Wash articles take pains to note that there is no evidence of cannibalism in the Mesa Verde area after AD 1200.  Although there is plenty of evidence of violence during the late 1200s preceding the total depopulation of the region by 1300, none of this involved cannibalism.

Or did it?  There is actually some evidence from at least one site suggesting that the idea of cannibalism did not totally disappear from the Mesa Verde area after 1200.  But that’s a matter for another post.
ResearchBlogging.org
Lambert, P., Billman, B., & Leonard, B. (2000). Explaining variability in mutilated human bone assemblages from the American Southwest: a case study from the southern piedmont of Sleeping Ute Mountain, Colorado International Journal of Osteoarchaeology, 10 (1), 49-64 DOI: 10.1002/(SICI)1099-1212(200001/02)10:13.0.CO;2-B

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Sunset Crater Volcano

The effect of the eruption of Sunset Crater Volcano on the prehistoric population of northern Arizona has long been a topic of interest to archaeologists.  As I’ve mentioned recently, in the 1930s and 1940s Harold Colton of the Museum of Northern Arizona in Flagstaff came up with a theory to explain the settlement dynamics of the Wupatki area northeast of Sunset Crater.  In Colton’s view, the eruption resulted in a level of volcanic ash falling on Wupatki that acted as a mulch to retain water and make that very arid area suitable for farming for the first time, resulting in a “land rush” in which people from all over the region converged on Wupatki to farm the newly available land.  Over time, however, the ash began to blow away and the land became less productive, so people aggregated into the large pueblos for which Wupatki is best known, then left entirely when the area could no longer support its population.  Dendrochronological evidence from timbers at Wupatki Pueblo later provided a basis for dating the eruption to around AD 1064, which would put the “land rush” shortly after that.  Other evidence has shown that the abandonment of the area probably occurred some time in the thirteenth century, a time when many parts of the Southwest were being abandoned as well.

As I’ve mentioned, recent archaeological survey at Wupatki has cast doubt on some aspects of this model.  The main influx of population seems to have come after AD 1130, a few decades after the eruption, and the scale of that influx was probably quite a bit lower than Colton estimated, since many of the sites he counted to compute his population estimates were probably season field houses or other temporary structures rather than permanent habitations.  This implies that there wasn’t really a “land rush” the way Colton described it, but rather a substantial increase in population at some point after the eruption, perhaps in response to drought or other problematic conditions in other parts of the Southwest.

A few parts of Colton’s model do seem to hold up, however.  Experiments have shown that the levels of ash found at Wupatki do indeed work well as a mulch.  Without this mulch, dry farming in the area with any reasonable measure of reliability is basically impossible, since there just isn’t enough rain, and irrigation or floodwater farming isn’t possible on any substantial scale either due to the geological conditions and the lack of permanent surface water sources.  Furthermore, the Wupatki survey showed that this lack of agricultural suitability made the area essentially uninhabited before the eruption.  Of nearly a thousand datable sites recorded by the survey, only two dated to before the eruption.  The biggest influx of population came after about 1130, but there was already a fairly significant movement of people into the area in the immediate post-eruptive period.  Perhaps these people first experimented with agriculture using the ash as a mulch, and were so successful that when conditions deteriorated elsewhere others joined them.  The ash was liable to blow away in the strong winds, however, and over time the advantages it offered as a mulch would have diminished as a result of this and other factors, so it’s quite possible that it was declining agricultural productivity, perhaps exacerbated by warfare to defend land claims, that led the area to be abandoned in the thirteenth century.

Volcanic Rock in Masonry at the Citadel, Wupatki National Monument

That’s all well and good, but where did the people who moved to Wupatki after the eruption come from?  Colton saw them as coming from all over, but at least in the immediate post-eruptive period a more specific answer is tempting: perhaps they came from the area right around the volcano, which would have been rendered uninhabitable (and certainly unfarmable) by lava flows and massive ash fall.  A relatively recent paper takes a close look at the circumstances of the Sunset Crater eruption and its likely effects on local people, and basically comes to this conclusion.

From a detailed analysis of the details of the eruption, the authors of this paper found that the area of the heaviest ash fall and the largest lava flows was probably densely populated and heavily farmed before the eruption.  They cast some doubt on the tree-ring evidence pointing to an AD 1064 date for the eruption itself, but they argue on other grounds that the eruption likely took place between AD 1050 and 1100 and that it was relatively quick, lasting from a few weeks to a few years at the most.  Because the high-elevation area where the eruption took place gets more precipitation than lower-elevation Wupatki, it would have been the most favorable area for farming at the time, and a large number of homes and farms were likely buried by the lava and ash.  The amounts of ash falling right around the volcano would have been much too thick to serve as a mulch.  The ash itself is sterile, so it could only function effectively as a mulch if plants could reach their roots down through it to the soil underneath.  The few inches of ash cover at Wupatki would have allowed this, but the uplands immediately around the volcano got over a foot of ash, which would have effectively killed any agricultural potential.

Lava at Sunset Crater

Thus, the effects of Sunset Crater on local agriculturalists were two-fold: they were forced to leave a rather large and previously quite productive agricultural area around the volcano, but they were able to go to a previously unproductive area nearby that was made newly fertile by the ash.  Cinder-cone eruptions like the one that created Sunset Crater rarely cause much direct loss of life, and that would have been particularly the case in this context, since the pre-eruption populations lived in dispersed farmsteads and were probably not organized sociopolitically at any level above the household or extended family.  This would have allowed rapid reactions to the eruption, which would primarily have taken the form of migration away from the immediate area.  Since the population was so dispersed, people fleeing the ash-fall zone would likely have had relatives or friends in less affected areas to whom they could go for shelter and assistance in the immediate aftermath of the eruption.  The population movements spurred by the eruption, however, could well have resulted in groups infringing on territory claimed by others and resulting violence and loss of life.  Within this context, the relatively empty Wupatki area may have seemed particularly attractive even before its enhanced potential for farming was discovered.

Another reaction of people in the local area to the eruption, which was documented in an earlier paper by some of the same authors, was the apparent practice of placing corncobs in the path of lava and carrying the resulting “corn rocks,” with visible imprints of the cobs (which were vaporized by the heat) to rather distant settlements.  Given the amount of effort this would have required, it probably had some ritual significance, perhaps to appease the spirits of the volcano or something similar.

Mt. Trumbull from Pipe Spring National Monument

In addition to the Sunset Crater eruption, the authors of this paper also discussed a smaller and less studied eruption that likely took place about the same time at Little Springs, next to Mount Trumbull on the Arizona Strip just north of the Grand Canyon.  Here there was relatively little ash fall, so the loss of productive land and enhanced productivity of other land seen in the Sunset Crater case did not occur.  Instead, the main effect was a lava flow, with the land immediately surrounding it continuing to be largely ash-free and fertile.  The people who had lived and farmed in the immediate area covered by the lava flow would have had to leave, but people clearly continued to live and farm right around the lava, and they also built sites on top of the flow itself.  These sites have few artifacts and likely served defensive purposes, a theory that is supported by the presence of an elaborate system of trails on the lava flow that would have made it an effective refuge in times of war.  The use of defensive refuges or strongholds separate from ordinary living quarters is well-attested in the prehistoric and historic record of the Southwest.  Similar to the corn rocks at Sunset Crater, in this area there were some rocks with potsherds embedded in them, a sign of similar ritual behaviors with respect to the volcano.

These two eruptions and the different reactions to them by local populations show the effects that sudden, catastrophic events can have on human societies.  The eruption of the much larger White River Volcano a bit earlier and its effect on local Athapaskan populations in Alaska and the Yukon is another example.  Unlike many other catastrophes, volcanic eruptions are generally pretty visible in the archaeological record, which makes them a useful source of information on how societies adapt to sudden shocks.
ResearchBlogging.org
ORT, M., ELSON, M., ANDERSON, K., DUFFIELD, W., & SAMPLES, T. (2008). Variable effects of cinder-cone eruptions on prehistoric agrarian human populations in the American southwest Journal of Volcanology and Geothermal Research, 176 (3), 363-376 DOI: 10.1016/j.jvolgeores.2008.01.031

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Ledge at Wukoki Pueblo, Wupatki National Monument

Wupatki is a very dry place even by the standards of the Southwest, with annual precipitation averaging about 8 inches.  Human habitation in such an arid landscape is therefore highly dependent on capturing as much available moisture as possible.  It appears that the prehistoric inhabitants took advantage of the volcanic ash laid down over the area by the eruption of Sunset Crater in AD 1064 for farming purposes since it acted as a mulch, retaining water from the summer rains that would otherwise have evaporated in the heat and strong winds.  For other purposes such as drinking, cooking, and construction, however, water trapped in the soil isn’t very useful, so other sources needed to be found.  As at Chaco Canyon, which is similarly dry, some of this water would have come from a few springs in the area, especially in the dry season, but it would also have been useful to capture as much of the runoff from the summer rains as possible.  Due to the geology of the Wupatki area, this water could only be used for floodwater farming in a very few places, but there were other ways to take advantage of it.

One such way was apparently shown by a discovery made by two National Park Service archaeologists in the 1940s.  While out evaluating sites for stabilization needs, Albert Schroeder and Philip Van Cleave found some potsherds on the ground in sufficient number to make them think that they might be reconstructible into something approaching the original vessel.  They picked up the sherds and dug a bit into the ground beneath them to see if there were any more.  Sure enough, just under the surface of the ground there was a whole ring of sherds in place, indicating the presence of a broken but substantially complete jar that had apparently been deliberately buried.  They excavated it and took some pictures, and Schroeder wrote up a short article on the discovery for American Antiquity which was published in 1944.

Small Site on Ledge, Box Canyon, Wupatki National Monument

The jar was of the ceramic type Moenkopi Corrugated, which Schroeder dates to AD 1075 to 1275.  This is unfortunately a quite wide date range, encompassing almost the entire period of substantial prehistoric occupation of Wupatki, so it is not possible to say at what point during the occupation the jar was buried.  From its position, however, Schroeder was able to determine that it was likely placed to capture runoff from the summer rains.  It was buried in the sand underneath one of the sandstone ledges that are so common at Wupatki, so one possibility is that it was placed to capture runoff from the ledge.  Indeed, it seemed that the part of the ledge above the jar naturally collected runoff from a wide area of the sandstone outcrop.  At the time Schroeder and Van Cleave found the jar, however, the water pouring off the ledge fell somewhat short of where the jar was.  Schroeder suggested that there may have been some erosion in the period between the time the jar was buried and the time it was found, such that at this time of placement the ledge extended further out and the runoff may have poured directly onto the jar.  If this was not the case, however, the jar was probably buried with the sand level with or a bit higher than the rim, so that runoff from the sandy ground around the jar rather than the ledge above would flow into the jar.

Either way, it seemed apparent to Schroeder that the purpose of the jar was likely to collect water, which makes sense in such an arid environment.  He admitted to being somewhat unsure of the details of his proposal, and he did not venture any theories as to what the water would have been used for or why a jar was used in this way to collect it.  Obviously the amount of water in a single jar would not have been much for agricultural purposes, so I suspect the water was used for household use.  To be so used, depending on how close the household in question was (which Schroeder unfortunately did not mention), the jar could either have been dug up after filling or left in place.  In the latter case, the water could have been taken out with a ladle and transferred to a canteen or some other sort of vessel for transportation.

I don’t have any sort of major point to make about this paper, but it’s interesting as an example of the kinds of adaptations people make to harsh environments.  Wupatki would have been a hard place to live in prehistoric times, but people gave it their best shot.
ResearchBlogging.org
Schroeder, A. (1944). A Prehistoric Method of Collecting Water American Antiquity, 9 (3) DOI: 10.2307/275790

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T-Shaped Doorway at Lomaki, Wupatki National Monument

The paper by Glenn Davis Stone and Christian Downum that I mentioned in the last post, which evaluated the archaeological record of the Wupatki area of northern Arizona in the light of Ester Boserup‘s theory of agricultural intensification, was based largely on the data from an extensive archaeological survey of Wupatki National Monument done by the National Park Service in the 1980s.  This data is presented in a more complete form in an earlier paper that Downum cowrote with Alan Sullivan.  This paper looks at the previous models proposed for the settlement and abandonment of Wupatki in the context of the new data from the survey.

Cinder Cones from the Citadel, Wupatki National Monument

The most influential model for the prehistory of Wupatki has been that presented by Harold Colton of the Museum of Northern Arizona based on work done in the 1930s and 1940s.  Colton saw the extreme aridity of Wupatki as having discouraged settlement there until the eruption of Sunset Crater Volcano in AD 1064 spread a layer of volcanic ash over the area.  This ash acted as a natural mulch to retain water from the infrequent rains which would otherwise evaporate from the thin soil.  Colton looked at the large number of sites that seemed to have been built in the aftermath of the eruption and saw a “land rush” in which people from all over the local area come to Wupatki to take advantage of the improved conditions for farming from the ash fall.  Over time, however, the ash cinders began to blow away in the strong winds and the productivity of the land declined, so the people began to aggregate into the large pueblos for which the Wupatki area is best known.  Once in these aggregated villages, the poor sanitary conditions of living in such close quarters, combined with the continuing decline of agricultural conditions, forced the abandonment of the whole area some time in the thirteenth century.

Wall Abutment, Wupatki Pueblo

This is a plausible story on the face of it, but Colton’s account has been challenged more recently by other archaeologists who point out that a great many of the structures built soon after the ash fall that Colton included in calculating the population increase were small, ephemeral structures that probably served as field houses or other special-use locations rather than year-round dwellings.  This implies that Colton was double-counting both these impermanent structures and the actual permanent houses of the people who used them, thus coming up with inflated population figures on which he based his “land rush.”  The systematic nature of the survey in the 1980s provided the opportunity to determine just how many sites there really were and how many actually served as permanent dwellings.

The Citadel and Sunset Crater from Lomaki, Wupatki National Monument

As Downum and Sullivan tell it, the results basically vindicate Colton’s critics.  The vast majority of the structures found were small and relatively impermanent, with few artifacts.  In addition, a careful tabulation of sherd types at most of the sites showed that the immediate post-eruption period, far from being the land rush of Colton’s theory, was actually a time of relatively limited occupation.  There were more sites from this period than from the pre-eruption period, when the area was nearly uninhabited, but still not very many.  It was not until a few decades later, starting around AD 1130, that building began to really pick up, as indicated by both sherd types and tree-ring dates.  The high point of construction didn’t come until the 1160s, a century after the initial eruption.  (It is actually not clear how long the eruptions continued after the beginning around 1064, and there may well still have been occasional activity by the volcano this late or even later.)  Construction seems to have effectively ceased by 1220, and the area was probably abandoned not long after that.

Beam Sampled for Tree-Ring Dating, Wupatki Pueblo

The upshot of all this for Colton’s theory is that, while it does seem to be true that the ash improved the suitability of Wupatki for agriculture, people didn’t immediate act to take advantage of this.  Downum and Sullivan propose that this may have been because it took some time for the effects of the ash fall on the soil to manifest, but I think a more plausible explanation for this can be found by looking outside the immediate area to the larger region.  The decades after 1130 were a time of extensive drought throughout the northern Southwest.  This is when Chaco collapsed (or at least declined), and there were likely extensive migrations all around the region.  In this context, people may have come to Wupatki less from the “pull” factor of the beneficial effects of the volcanic ash and more from the “push” factors of drought and/or political instability elsewhere.  Of course, there were at least some people farming at Wupatki before this, so the fertility of the area may have become well known at the same time as things were deteriorating elsewhere, making both push and pull factors part of the regional dynamics.

Great Kiva at Wupatki Pueblo

In line with the arguments in the later paper by Downum and Stone, Downum and Sullivan here argue that agriculture for most of the period of occupation of Wupatki was extensive rather than intensive.  They do claim, however, that intensification came right at the end of the occupation period, after 1220, on the basis of more intensive usage of the sites from that period based on sherd counts.  This is kind of dubious, and it appears that Downum changed  his mind about it in the eight years between this paper and the later one.  Intensification at this can, however, be incorporated into the argument made in the later paper that intensification was impossible in this area due to ecological conditions.  Once people began to leave the area, perhaps spurred by increased warfare and/or continuing climatic instability, those who remained would not necessarily have been able to secure access to the large amounts of land they had had claimed earlier as part of the consolidated political groups associated with the large pueblos in the Stone and Downum model.  These few remaining farmers may then have attempted to intensify production on the smaller amounts of land available to them.  Given the aridity of the area, however, this would not have worked reliably enough to allow them to stay, so within a few decades or less they would leave as well, leaving the entire Wupatki area abandoned by 1275.  Note that this is when the famous “Great Drought” associated with the abandonment of Mesa Verde and other areas began, so the aggregation and abandonment processes associated with Wupatki may well have been different from the similar processes elsewhere in the Southwest.

Upper Walls Built on Rock Outcrop, Wupatki Pueblo

Since I’ve been taking note of the scholarly context of the papers I’ve been discussing lately, I should point out that this one is very much an archaeology paper, and a classic processual one at that, with lots of statistics and an explicit model of interactions between people and the environment.  This certainly makes it more “scientific” than, say, the later paper by Downum and Stone, which is more anthropological and not very scientific at all, but as with many such archaeological papers the scientific trappings are somewhat superficial.  This is definitely not as rigorous an attempt at quantitative social science as the economics paper on plowing and gender roles I discussed a little while ago, for instance.  I would therefore argue that this is only science in a somewhat questionable expansive sense, and not necessarily anthropology at all, despite the frequent claims of processualists to be doing “archaeology as anthropology.”  Again, however, that doesn’t mean it’s not worthwhile scholarship.  Regardless of how it’s classified, this is interesting research that can serve as a useful source of data for a variety of other studies such as the one Downum later did with Stone.
ResearchBlogging.org
Sullivan, A., & Downum, C. (1991). Aridity, activity, and volcanic ash agriculture: A study of short-term prehistoric cultural-ecological dynamics World Archaeology, 22 (3), 271-287 DOI: 10.1080/00438243.1991.9980146

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Wupatki Pueblo

The paper I discussed earlier on the connection between plow-based agriculture and highly inegalitarian gender roles was based on a theory proposed by Ester Boserup.  Boserup was a Danish economist who had a lot of interesting ideas about the relationship between population growth and agricultural intensification.  She’s best known for arguing that intensification of agricultural production is a response to population growth, rather than a cause of it as Malthus proposed.  The basic idea is that the default mode of agricultural production is extensive, i.e., requiring a lot of land but relatively little labor.  As population grows, however, the amount of land available per person declines, so people need to get more production out of each unit of land.  This generally requires more work, and the amount of production per unit of work declines.  That is, although the overall amount of food produced increases, the amount of food produced for the amount of work expended to grow it declines.  Thus, people will only intensify agricultural production when they are forced to do so by increasing population.

The Citadel at Wupatki National Monument

This model has been very influential, but it has also been criticized on a number of fronts.  Many of these relate to the underlying assumptions, which Boserup didn’t really make explicit.  The model assumes that the amount of land available is fixed, and doesn’t make allowances for other responses to increased population growth such as trade, migration, and conquest.  There have also been a number of cases in which the model doesn’t seem to apply, either because increased intensification does not in fact require more work or because putting more work into intensified agriculture does not in fact increase crop yields.  (Note that these objections come largely from cultural anthropologists based on ethnographic data.)

Rooms at Wupatki Pueblo

A 1999 paper by Glenn Davis Stone and Christian Downum (available here) tries to incorporate the criticisms of Boserup’s model into a recasting of the model that sees it as applicable only under certain circumstances, namely where increased labor is both necessary and sufficient to raise production.  When this is the case, one option for coping with increased population pressure is what they term “Boserupian intensification,” which is basically the process Boserup described in which people work harder and get higher total yields but lower yields per unit of work on a fixed amount of land.  There are other options, however, including migration and trade, for dealing with population growth in this context, and in other contexts where Boserupian intensification is not an option because of ecological conditions those other options comprise the whole set of possible responses.  In conditions where intensification is possible without harder work, due to new technology or innovative techniques, population pressure ends up not being much of a problem.  Examples given in the paper include raised-field agriculture in the Andes and rice paddies in East Asia.  In other conditions, however, such as arid environments where the weather is very unpredictable, intensification through increased labor just doesn’t work to increase yields reliably, and population pressure becomes a very big problem that must be addressed through other solutions.

Entrance Sign, Wupatki National Monument

Stone and Downum illustrate their proposal through an examination of Wupatki.  This is a very arid part of northern Arizona with similar climatic conditions to Chaco Canyon.  Like Chaco, it was also (rather mysteriously) a major population center in prehistoric times.  Wupatki’s heyday came mainly in the twelfth and early thirteenth centuries AD, a little later than Chaco’s in the eleventh and early twelfth.  Many years ago Harold Colton of the Museum of Northern Arizona proposed that the rise of Wupatki was a response to the eruption of Sunset Crater Volcano in 1064, which covered the area with volcanic ash that served as a natural mulch and greatly increased local fertility, leading to a massive influx of population.  This theory has been challenged more recently but it seems to still have a large number of adherents, and Stone and Downum seem to be among them.  They take the idea of increased fertility from the volcanic ash for granted and look at what happened once people started to move into the Wupatki area.  There have been proposals that the increased population pressure from immigration led to intensification of agriculture at Wupatki in a classic example of Boserupian intensification, but Stone and Downum look carefully at the evidence and conclude that there is very little evidence of any intensification.  Instead, they argue that the vast majority of the Wupatki area is totally unsuitable for intensification; there are very few places where any kind of irrigation or floodwater farming can be practiced, and for the most part the only way to grow anything is to extensively dry-farm the open spaces.  Thus, intensification was not an option, and other options for dealing with population pressure must have been pursued.

Dry Land Farming Sign at Box Canyon, Wupatki National Monument

The strategy they see as most likely is political consolidation to secure claims to land.  Since the necessity of extensive agriculture made holding on to as much land as possible a necessity, coming up with effective means of demonstrating and enforcing land rights was a high priority.  They see the most likely way this would have happened is the formation of political units organized along ethnic lines.  It is always difficult to recognize ethnicity in the archaeological record, but Wupatki has long been known as a “frontier” area occupied by people of three distinct archaeological “cultures”: Kayenta Anasazi, Sinagua, and Cohonina.  These presumably don’t correspond exactly to “ethnicities” in the modern sense, but there are notable differences in material culture among the three, and Stone and Downum identify two main clusters of settlements including large, impressive pueblos.  One of these, centered on Wupatki Pueblo, seems to show Sinagua affiliations, while the other, centered on the Citadel, shows more Cohonina affiliations.  The place of the Kayenta Anasazi in all this is unclear.  They don’t seem to have a cluster of their own, and Kayenta-affiliated sites are spread all over the area.

Wall at the Citadel, Wupatki National Monument

Stone and Downum see the construction of large, aggregated pueblos as a sign of group power intended to impress others with the legitimacy of the group’s claims to land and other resources, and they suggest that relatively few people might have actually lived in the pueblos themselves despite being affiliated with them politically.  For this system to work, the groups’ land claims had to be backed with the credible threat of coercive force, and there is indeed some evidence of violence at Wupatki that may reflect occasional instances when this force needed to be shown.  (There is an interesting parallel here to a more recent article on a different part of the Southwest which I will discuss at some point.)

Wall at Wupatki Pueblo

To illustrate the plausibility of their interpretation of Wupatki, Stone and Downum rely on analogy to contemporary ethnic groups in central Nigeria.  This is an area where Boserupian intensification is in fact possible and some groups have dealt with population pressure through intensification.  Other groups, however, have responded instead by organizing along ethnic lines to defend their land claims through the threat and occasional application of violence.  Stone is a sociocultural anthropologist and this part of the paper is based on his fieldwork in the area.  This is a good example of what (sociocultural) anthropology can contribute to interdisciplinary scholarship.  Ethnography produces an enormously rich, textured body of qualitative data that can be used to test hypotheses and models to explain social phenomena.  Those models can come from anthropology itself, of course, but they can also come from other disciplines, such as economics in this case.  Downum is a Southwestern archaeologist, and his role in this paper seems to be in providing the data about Wupatki.  Much of the data comes from an extensive survey of sites within Wupatki National Monument which has greatly increased the amount of information available about this interesting but poorly understood area.

San Francisco Peaks from Wukoki Pueblo, Wupatki National Monument

I think the arguments in this paper are pretty plausible.  There are some questions about the application of the theory to Wupatki, but it seems to fit as well as any other explanation I’ve seen for the processes of aggregation and abandonment that marked this period of Southwestern prehistory.  The basic idea is that aggregation occurred because of political consolidation, which came about to secure land claims in the face of population pressure and inability to intensify production.  Along with this consolidation came increased conflict, and ultimately that conflict and poor climatic conditions led to abandonment.  This is similar to the model I have proposed for the role of warfare in spurring aggregation and abandonment, although there I focused more on warfare specifically as a response to resource scarcity rather than political consolidation as the response and warfare as the result of that.  This is really a difference of emphasis, however, and the basic idea is very similar.  What Stone and Downum’s theory doesn’t explain, however, is the widespread nature of the aggregation and abandonment processes across the northern Southwest, even in places with much better ecological conditions such as Mesa Verde where intensification would presumably have been an option in a way it wasn’t at Wupatki.  They acknowledge this, and make no claim to explain anything beyond the specific local situation, but it’s an issue that is worth thinking about in evaluating theories like this.

Interior Room at Wupatki Pueblo

Since I’ve been talking a lot lately about disciplinary issues in academia, it’s worth noting that this paper seems to be to be pretty much entirely a cultural anthropology paper.  It uses archaeological data, and one of the authors is an archaeologist, but the overall analysis lies squarely within the realm of (sociocultural) anthropology.  It’s well-done, too, and quite serious and empirical.  I suspect its authors are probably among those who consider themselves “scientific anthropologists” and are outraged by the American Anthropological Association’s moves toward removing “science” from the definition of the field.  I wouldn’t call this science, though.  There’s no hypothesis testing or statistical analysis, and the analysis is basically comparative and qualitative.  It doesn’t go so far in that direction as historical papers like Robin Ganev’s, which I discussed in the previous post, but it’s nowhere near as scientific as the economics paper on plowing that I discussed in the post before that.  What I take from this is that scholarship doesn’t need to be scientific to be serious.  Indeed, in a paper like this one of the main advantages is to take a more “scientific” theory like Boserup’s and evaluate it from a more qualitative perspective to define the unstated assumptions behind it and the conditions under which it applies.  I still maintain that anthropology is not a science, but that doesn’t mean it isn’t worthwhile or doesn’t count as serious scholarship.
ResearchBlogging.org
Stone, G., & Downum, C. (1999). Non-Boserupian Ecology and Agricultural Risk: Ethnic Politics and Land Control in the Arid Southwest American Anthropologist, 101 (1), 113-128 DOI: 10.1525/aa.1999.101.1.113

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Cows in Winter, Shonto, Arizona

The postulated connection between plow-based agriculture and a highly inegalitarian system of gender roles that I was talking about in the previous post reminded me of another paper about plowing and gender in a very different context.  This article, by Robin Ganev of the University of Regina, was published in the Journal of the History of Sexuality in 2007.  It discusses the association of plowmen and milkmaids with a robust, healthy rural sexuality that was commonplace in British popular culture up until the eighteenth century in elite circles and even longer among the lower classes, as evidenced largely by the portrayals of these stock characters in collections of popular ballads from this period.  Ganev situates the milkmaid and plowman in the context of competing attitudes toward sexuality especially during the eighteenth century, when the traditional view of the countryside as a place of healthy conditions, simple lifestyles, and wholesome values began to be challenged by an alternative view of rural areas as cultural wastelands full of ignorant peasants who could not control their base urges.

Cowgirl BBQ, Santa Fe, New Mexico

The sexual connotations of plowing and milking are pretty obvious, and I trust I need not dwell on the specifics.  I find Ganev’s article particularly interesting in the way it shows the way two very different views of rural sexuality coexisted somewhat uneasily during a period of increasingly rapid change.  The eighteenth century saw the beginnings of large-scale urbanization in Britain, and the move of large numbers of people away from traditional farm life and into the cities led to considerable debate among intellectuals about social issues.  The traditional view of demography among policymakers and other thinkers had long been that the main problem the country faced was the threat of underpopulation, which might leave the farms without enough labor to feed the country and the army without enough manpower to defend it.  During Elizabethan times the government made concerted efforts to keep peasants from leaving their farms to ensure that sufficient food would be produced.  By the early eighteenth century increases in agricultural productivity had made concerns about insufficient farm labor somewhat obsolete, and rural people began to flock to the growing cities in increasing numbers.  This was of concern to intellectuals who were still thinking in traditional terms, but they were comforted by the idea that at least the rural peasants were still sufficiently sexually active to keep the rural population up and counterbalance movement to the cities.  All those plowmen and milkmaids were the salvation of the country, in this view.  This type of elite discourse corresponded well to the way popular culture also portrayed rural sexuality in ballads about the plowmen and milkmaids and their various adventures.  Importantly, both contrasted this healthy sexuality with the perceived problems of urban life, which was thought to be unhealthy in all sorts of ways, including sexual.  The virile rural plowmen was often shown in ballads as superior to the decadent urban aristocrat.  Ganev quotes one ballad that makes this contrast quite explicit:

Dear lady, believe me now,
I solemnly swear and vow,
No lords in their lives
Take such pleasure in their wives,
As a fellow that follows the plough.
For what they do gain by their labour and pain,
They do not to a harlot run,
As courtiers do, I never knew
A London beau, that could outdo
A country farmer’s son.

Over the course of the eighteenth century, however, as urbanization continued and new ideas began to arise among the urban intelligentsia, a very different view of demography and sexuality began to emerge.  In this view, most famously associated today with Thomas Malthus, the main problem facing the country was not underpopulation but overpopulation.  Since population growth had a tendency to outstrip resource potential, the unchecked sexuality of the rural poor bore the seeds of disaster in the form of famine, war, and other problems thought to occur once resources could no longer sustain the larger population.  These ideas went along with a shift in values toward an emphasis on sexual decorum among the emerging middle class.  From this perspective the sexual promiscuity of the plowmen and milkmaids was due to their stupidity and coarseness, rather than their embodiment of traditional wholesome values, and the literature of the middle class increasingly began to mock the peasants for their excessive sexuality rather than mocking the aristocracy for their sexual inadequacy.  This view became dominant in the nineteenth century, but Ganev argues that the older idea of a healthy peasant sexuality persisted in the popular culture of the lower classes long after the negative view of the peasantry had become dominant among the elite.  She also argues that this persistent popular value system contradicts some theories on the history of sexuality which posit that ideas on sexuality filtered down from the upper classes.  I don’t know enough about the scholarly context of these debates to be able to evaluate these arguments, but the paper overall is interesting.  In the context of the idea of gender inequality being associated with plow agriculture, the considerable agency of the milkmaids in many of the ballads Ganev discusses is problematic, but I think it can be reconciled largely by considering the fact that by the eighteenth century Britain was already moving beyond traditional cultural norms, and that northern Europe in general had never gone quite as far in the direction of cloistering women in the home as some other plow cultures such as those of the Middle East.

Cheese Vat, Pipe Spring National Monument

This article, which also contains a lot of interesting discussion of issues beyond those I’ve mentioned here, also shows the value of different disciplinary perspectives.  Since there’s been much talk of what is and isn’t “science” recently, it’s worth pointing out that this kind of research isn’t science in any conventional sense.  Unlike the paper I talked about in the previous article, it isn’t even social science.  This is historical research of a very humanistic type.  It is nevertheless serious, well-grounded empirical research.  As part of the debate over whether anthropology is a science, one of my main points is that scholarship doesn’t have to be scientific to be taken seriously, and the kind of history represented by this article shows one way of achieving that goal.
ResearchBlogging.org
Ganev, R. (2007). Milkmaids, Ploughmen, and Sex in Eighteenth-Century Britain Journal of the History of Sexuality, 16 (1), 40-67 DOI: 10.1353/sex.2007.0037

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Plow at Lost City Museum, Overton, Nevada

Most if not all cultures have gendered divisions of labor, but the specifics of what counts as “women’s work” versus “men’s work” vary considerably from one culture to another.  There are some broad generalizations that apply pretty widely cross-culturally; hunting tends to be a masculine task, for instance, and childcare a feminine one.  When it comes to more complicated tasks of more recent origin, however, the gender designations can seem pretty arbitrary.  This is particularly obvious when it comes to agriculture, which developed several times in different parts of the world with different crops.  In many societies tending crops is a feminine task, perhaps because it is similar to gathering wild plants, which is often a responsibility of women.  This was historically the case, for example, among the indigenous peoples of the Eastern Woodlands of North America, where women tended the fields while men were responsible for hunting, war, and diplomacy.  In other parts of the world, on the other hand, such as most of Europe, agriculture was traditionally considered a masculine pursuit, and men tended the fields while women stayed at home and took care of cooking, cleaning, and childcare.

Why would this be?  Is it mere chance that agriculture developed different gender associations in different societies, or is there some pattern?  A recent draft paper by Alberto Alesina, Paola Giuliano, and Nathan Nunn takes a look at one hypothesis, originally advanced by Ester Boserup, to explain cross-cultural differences in the gendering of agriculture.  Boserup proposed that cultures in which farming is done primarily by men tend to farm with plows, while those in which agriculture is done by women use other agricultural techniques.  Furthermore, she argued that these two types of agrarian societies tend to differ systematically in other ways as well, particularly with respect to gender roles.  In plow societies women tend to stay at home and tend to household tasks while men are out working in the fields, and in many cases they develop highly elaborated systems of gender role differentiation with men in a clearly dominant role.  This has historically been the case especially in the Near East and most of Europe, as well as in other areas such as northern India.  In places without plow agriculture, however, societies tend to have less rigid gender role definition and more flexibility in acceptable economic activity for women.  This is the case in most of Africa, the Americas, and southern India.  Strikingly, these differences in economic role for men and women in plow societies seem to persist even when societies industrialize: men take the manufacturing jobs outside the home instead of working in the fields, but women still stay at home rather than working.  Very recently this has begun to change, especially in the wealthiest societies, but there is some evidence that the pattern has been surprisingly persistent.

Roswell Seed Company, Roswell, New Mexico

The proposed mechanism behind this is that plow agriculture, unlike other techniques, requires considerable physical strength to push the plow, which makes it more suited for men, who are on average physically stronger than women.  Once they have gained a predominant role in agriculture, which is the mainstay of the subsistence system, men go on to become dominant in other parts of society as well, and cultural norms begin to reinforce male superiority on an ideological as well as an economic level.

An interesting idea, to be sure, but is it true?  This is what Alesina, Giuliano, and Nunn set out to determine, using elaborate statistical techniques.  This paper is an example of an increasing trend among some economists of analyzing anthropological questions using the sophisticated quantitative techniques that are standard in economics but vanishingly rare in anthropology.  Archaeologists do use statistical techniques quite a bit these days, but the stuff in this paper blows away anything I’ve seen in archaeology, and sociocultural anthropologists hardly seem to use statistics at all.  This paper is an example of what serious quantitative social-science research looks like as applied to the subject matter usual addressed by anthropologists, and the difference between these techniques and those used by anthropologists shows why anthropology is not a science.  That’s not to say that these techniques are necessarily better than those used by anthropologists.  In fact, I think there are a lot of drawbacks to this kind of research.  Regardless of whether this kind of research is useful or not, however, I just don’t see any way to avoid the conclusion that it’s fundamentally different from what anthropologists do.

Aztec Feed & Supply, Aztec, New Mexico

Be that as it may, this is a very impressive paper.  The authors start from the assumption that plow agriculture works better for some crops than for others.  Plows are expensive, as are the draft animals necessary to pull them, so societies are unlikely to adopt the plow if they can grow enough food on the land available to them more easily.  This will be the case if the land is suitable for growing crops that don’t need plowed fields to grow effectively.  These include tree crops, roots, and tubers, as well as some grains such as corn, millet, and sorghum.  Other grain crops, such as wheat, rye, and barley, require extensive preparation of the land by plowing before they will grow effectively.  The idea, then, is to identify the parts of the world suited for “plow-positive” and “plow-negative” crops, then to identify the traditional agrarian societies that have historically inhabited these areas and to check that their agricultural techniques corresponded to the crops to which their land was suitable.  Using several databases of ethnographic documentation and soil suitability data, the authors confirmed that this in fact the case.  They then used some fairly ingenious analysis with geographical information systems to calculate percentages of the population whose ancestral ethnic groups used the plow in countries around the world and compared these percentages to replies to worldwide surveys of attitudes toward gender roles and statistics on women’s participation in the workforce.

The results confirmed Boserup’s prediction: countries with higher percentages of people from plow cultures had lower numbers of women working outside the home and gender attitudes among both men and women more focused on male superiority.  To make sure these results were really associated with plow use rather than something else they controlled for a wide variety of potential confounding variables, and the results were still quite robust.  They also did a separate analysis of workforce participation among female immigrants and daughters of immigrants to the US, to control for the possibility that institutional structures in countries with histories of plow use rather than cultural factors were causing the effects on women’s workforce participation there.  The results remained the same, with female immigrants from plow cultures less likely to work than other immigrant women and the same effect for daughters of immigrants, with the effect strongest when both parents were from the same ethnic background.

Bullock's Feed & Seed, Artesia, New Mexico

These results aren’t definitive, of course.  The paper is certainly pretty rough, although more in the writeup than the data.  Also, with any statistical analysis like this there is always the possibility of additional factors that the authors missed that could be causing these effects.  In this case, however, the authors did a very good job of considering and controlling for a wide variety of possible confounding factors.  This paper is a good example of how interdisciplinary research can work well.  In this case the data and many of the crucial assumptions behind the analysis came from anthropology, while the analytical tools came from economics.  This kind of research won’t replace traditional anthropological research, but it is a useful supplement to it.  Multiple lines of evidence are always good when evaluating complicated questions such as those that arise in studying human societies.

To bring this back to the usual subject matter of this blog, another possible factor in whether or not a society uses the plow is of course the presence or absence of draft animals.  The general lack of draft animals in the Americas was probably one contributing factor to the lack of plow agriculture.  We’ve seen a similar explanation advanced for the lack of wheeled vehicles in the Americas as well.  However, given that maize and other indigenous cultivated plants like potatoes and manioc don’t require use of the plow, it’s likely that the crop-based explanation advanced by this paper is more important in explaining the non-plow nature of American agriculture.  Regardless of why, however, it is certainly the case that the Americas did not develop plow cultures like those of the Old World, with their extreme gender inequality and ideology that a woman’s place is in the home.

Tractor Brewing Company, Los Lunas, New Mexico

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Civil Engineering Plaque at Mesa Verde

I’ve previously discussed water control technologies at Chaco, where they were particularly important given the extreme aridity of that area even by Southwestern standards.  There is abundant evidence, however, that water control was a widespread activity throughout the ancient Southwest, even in areas with more reliable water sources.  The best-studied water control systems have been the impressive large-scale canal systems built by the Hohokam in southern Arizona, but less elaborate systems are known in the northern Southwest as well.

Among the better-studied of these systems are those in the Mesa Verde area of southwestern Colorado.  In comparison to Chaco especially this area is much more suitable for agriculture.  The Mesa Verde proper in particular is high enough that it gets quite a bit of regular precipitation, and it is generally thought that the majority of agriculture on the mesa throughout its occupation was dry farming on the mesa top, depending only on direct rainfall.  Interestingly enough, however, there is extensive evidence of water control features even in this more favorable environment.  A detailed description of some of them can be found in an article by Arthur Rohn published in 1963.  He focused on two main types of soil and water control: checkdams forming small terraces, presumably agricultural, along intermittent drainages and large reservoirs, probably for domestic water.  The checkdams, which have since been discovered in other parts of the greater Mesa Verde region such as Hovenweep as well as other regions of the northern Southwest (including Chaco), consisted of small masonry walls, laid without mortar, which served to hold back water and soil which would otherwise drain right off the mesa top during rainstorms.  Some drainages had dozens of these, typically about a yard high and a few yards apart.  Most had been breached at some point after the abandonment of the area and were visible only as rock alignments of varying lengths and heights, but some apparently still held soil and water back well enough that they were covered in vegetation, preventing Rohn from observing much about them.  The agricultural function of these terraces is suggested by the frequent association with them of small structures generally interpreted as seasonal field houses.

Checkdam, Hovenweep National Monument

It is not at all clear, however, why the people on Mesa Verde would have needed to go to the effort to build all these terracing systems when they had so much fertile land right on the mesa top.  Rohn calculated that the likely extent of the terraces added only about 1% of the total area of tillable land on top of the mesa.  He suggested several potential reasons for their construction, including depletion of mesa-top soils, increasing population and subsequent need for more intensive farming, and cultivation of specialized crops of high value that made the additional effort invested in constructing the terraces worthwhile.  Ultimately, however, Rohn had insufficient data to come to any firm conclusions about the purposes of the terraces, and as far as I can tell the situation has not improved much since his time despite the much more extensive paleoclimatic data now available.

The other water control features that Rohn described were the large reservoirs associated with certain of the more densely populated areas of the mesa.  Most of these consisted of large dams, much larger than the small checkdams, across certain canyon heads, where they likely impounded water either for use right there or to soak down through the porous sandstone to feed springs underneath.  These reservoirs thus used the natural characteristics of the canyon heads and required relatively little additional effort to store water for human use.

Far View Reservoir, Mesa Verde

The best-known reservoir on Mesa Verde, however, which Rohn described in detail, was quite different.  Rohn called it Mummy Lake, which was the standard name for it in his time, but it is now often known as Far View Reservoir.  This is a large oval masonry structure, of mostly artificial construction and about 90 feet in diameter.  It is near the cluster of sites known as the Far View Group, including Far View House, which is often claimed to be an outlying Chacoan great house.  These sites mostly date to the Pueblo II period in the eleventh and early twelfth centuries AD (contemporaneous with the height of the Chaco system), which makes them earlier than the most impressive sites on the mesa, which date to the Pueblo III period (late twelfth and thirteenth centuries AD) when Mesa Verde apparently had its highest population.

Far View Reservoir Intake Channel, Mesa Verde

Far View Reservoir was apparently not used for agricultural irrigation, as it has an intake channel but no outlet.  It was fed by an elaborate canal system upstream that channeled water to down the mesa.  Rohn noted that the intake channel was of quite sophisticated design:

The feeder ditch coming from the north did not empty directly into the north side of the reservoir, but rather ran by the west uphill side until it met the mouth of the intake channel at the southwest corner. There water was diverted into the inlet around a right-angle turn and conducted in a northeasterly direction into the reservoir. Such a complicated maneuver caused the suddenly slowed water to drop its silt burden in the intake channel, which could be easily dredged, rather than in the deepest part of the reservoir, where dredging operations would be difficult and would muddy the water.

Trenching of the reservoir by Earl Morris in 1934 revealed that the original bottom lay about 12 feet below the intake.  This would give the reservoir a maximum capacity of about 76,000 cubic feet, equivalent to about 1.74 acre-feet or 568,000 gallons.  That’s a lot of water.

Since there was no outlet from the reservoir, it presumably didn’t feed a system of irrigation canals.  What, then, was this water for?  Rohn’s answer, with which most other archaeologists have agreed, was that it was used for domestic water.  Trenching of the walls of the reservoir revealed pottery of Pueblo II date, contemporaneous with the nearby Far View sites, which makes sense.  A small ditch led off from the main ditch leading to the reservoir, emptying some of the water diverted from upstream into a small drainage with a series of checkdams similar to those documented elsewhere on the mesa, which were presumably farmed by the Far View residents.  Most of the water, however, went into the reservoir, from which it could be easily extracted with pots and brought home for cooking and other daily uses.  Residents of other parts of the mesa seem to have used nearby springs (perhaps fed by canyon-head reservoirs above them) for their domestic water, but there are no springs near the Far View group, so this elaborate reservoir seems to have been built to support the community there, which as Rohn pointed out was the largest concentration of population on this part of the mesa before the Pueblo III period.

Cliff Palace, Mesa Verde

At some point in late Pueblo II or early Pueblo III a very elaborate ditch was built carrying water from the Far View area south almost to the very end of the mesa.  This ditch skirts the Far View sites, suggesting that they were still occupied when it was constructed, but it heads toward the major cliff dwellings to the south that became the major focus of occupation in late Pueblo III.  It’s not clear exactly what this ditch led to, but the fact that it heads toward the major cluster of sites including Cliff Palace, in an area with few springs but a very large population during late Pueblo III, suggests that it likely supplied domestic water for these sites, especially after the abandonment of the Far View sites allowed the intake channel to Far View Reservoir to be blocked and all of the water from the whole system to be brought south.

Rohn mentioned in his article that while Far View Reservoir is the only such reservoir known from this part of Mesa Verde proper, there are several other such facilities known from elsewhere in the region, especially in the Montezuma Valley to the northwest.  A more recent article by Rich Wilshusen, Melissa Churchill, and James Potter (from 1997) provides a valuable summary of information known on reservoirs throughout the region, as well as detailed information on one reservoir studied intensively by the Crow Canyon Archaeological Center.  This reservoir is known as Woods Canyon Reservoir after Woods Canyon Pueblo, a late Pueblo III site nearby.  Also in this general area are a Chaco-era (late Pueblo II) outlying great house known as the Albert Porter site and a site called Bass Ruin that apparently dates to the poorly understood early Pueblo III period, in between the decline of Chaco and the rise of the large aggregated pueblos and cliff dwellings in late Pueblo III.  This reservoir much less elaborate than the Far View one, consisting merely of an earthen dam built across a natural drainage, impounding the water behind it.

Excavation of both the dam and the impounded reservoir area, along with surface collection of sherds, showed that the dam was likely constructed during early Pueblo III or possibly earlier.  An innovative use of tree-ring dates from trees growing on top of the dam in the 1950s, which must have begun growing after the reservoir no longer held water, put the date of dam failure at no later than about AD 1350.  Assuming that it would have taken a century or two for the reservoir to fill with enough sediment for the dam to fail, the authors put the likely usage of the reservoir in early Pueblo III.  These two lines of evidence converge nicely.

White Ware Bowls at Chaco Visitor Center Museum

Another striking aspect of the potsherd evidence was the extraordinarily high prevalence of white wares (77%) and of jars (71%).  The predominance of white wares and the low occurrence of gray utility wares suggests that most of the sherds came from white ware jars used to carry water from the reservoir to habitation areas which broke in the process, and the lack of bowls shows that those habitation areas were not in the immediate vicinity of the reservoir.  Habitation sites usually have assemblages consisting mainly of gray ware jars, which were used for cooking, with large numbers of white ware bowls, which were used to serve food, as well.  The authors mention that previous work at Far View Reservoir (after Rohn) had shown a similar distribution of ceramic wares and forms, and the few sherds mentioned in Rohn’s article also show this distribution.  Given this, as well as the lack of nearby canals or soils suitable for farming, the authors conclude that this reservoir was likely used primarily or solely for storage of domestic water, as Rohn had argued for Far View Reservoir.  They also note that the dating was surprisingly early; these reservoirs are usually found in association with late Pueblo III aggregated sites, and there has been a frequent assumption that they served those communities.  The evidence from Woods Canyon, however, suggests that the reservoir was actually constructed well before Woods Canyon Pueblo, at a time when the local population lived at Bass Ruin or even in the Chacoan community around the Albert Porter site.

Gray Ware Jars at Chaco Visitor Center Museum

In addition to this interesting information about this one reservoir, the authors collected all the information available at the time on other reservoirs in the Mesa Verde region, including the extensive information published only in the so-called “gray literature” (i.e., reports from salvage excavations and other cultural resource management projects that are not easily available to the general scholarly community).  From this data set they find that there are two main categories of reservoirs: those built as integral parts of late Pueblo III aggregated villages and those like Wood Canyon Reservoir built near such villages but probably dating to an earlier period and associated with Chaco-era or immediate post-Chaco communities.  This implies that these large reservoirs may not have been a response to drought as climatic conditions deteriorated in the twelfth and thirteenth centuries, as is often assumed, but that they may instead have been monumental public architecture, like great houses, great kivas, and roads, associated with Chacoan communities and used to sustain the large populations of those communities.  As conditions did deteriorate, however, the existence of these communities and their dependable water sources may have encouraged others to join them, leading to the well-known process of aggregation and formation of large villages during the late Pueblo III period.

Furthermore, the creation of these large, permanent features would have required substantial labor and indicated a commitment of a community to a particular location for the long term.  This was likely a new development in the northern Southwest during Pueblo II, perhaps associated with Chacoan influence; previously, sites had been mostly occupied for quite short periods of time, and people seem to have moved very frequently.  From the eleventh century on, however, the trend is toward increasing commitment to particular localities, although the actual sites in which people lived didn’t necessarily last very long.  Multiple sites occupied one after another in a given area, with the general trend toward increased aggregation and more defensive locations, is typical throughout the Mesa Verde region in the period between AD 11oo and 1300, when the whole area was abandoned.  The role of Chaco Canyon, which is both one of the longest-occupied areas in the prehistoric Southwest and one where water control is most necessary, in all this is interesting to ponder.

Pueblo Bonito and Basin with Captured Rainwater

Finally, it’s worth noting the distinction between different uses of water here.  The largest quantities of water would have been needed for agriculture, but only at certain times of the year, and with careful planning the seasonal rains and spring runoff could be harnessed to adequately water the crops.  The amount of water needed for domestic use was much smaller, but it was needed all the time.  Springs were likely adequate for domestic use as long as populations remained small, but as larger communities developed in some areas with few springs more elaborate measures were necessary to ensure sufficient water was available at all times.  This was most obvious in very dry places like Chaco, but even better-watered areas like Mesa Verde began to have to deal with these issues as population increased and the climate changed.
ResearchBlogging.org
Rohn, A. (1963). Prehistoric Soil and Water Conservation on Chapin Mesa, Southwestern Colorado American Antiquity, 28 (4) DOI: 10.2307/278554

Wilshusen, R., Churchill, M., & Potter, J. (1997). Prehistoric Reservoirs and Water Basins in the Mesa Verde Region: Intensification of Water Collection Strategies during the Great Pueblo Period American Antiquity, 62 (4) DOI: 10.2307/281885

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Lost City Museum, Overton, Nevada

Yesterday the water level in Lake Mead hit its lowest point since the lake was originally filled in the 1930s.  John Fleck was there to mark the occasion, and he has some interesting thoughts on this historic event.  The importance of this milestone is more symbolic than practical; the lake level has not yet become low enough to trigger an actual shortage of water.  Nevertheless, this is an important reminder of the importance of water in the Southwest and the brave new world it is entering as the climate changes and conditions become both drier and less predictable.

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